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MK

Michael L. Kious

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CRD#: 708357
MK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Linden Kious was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1980. Michael had worked at 1 firm and has passed the Series 63, Series 7 and Series 53 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 1, 1980 - January 29, 2013

KIOUS AND COMPANY, INCORPORATED

BD
CRD#: 7065
ALBUQUERQUE, NM

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/27/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


KA
KIOUS AND COMPANY, INCORPORATED
KIOUS AND CO., INC. | KIOUS AND COMPANY, INCORPORATED

CRD#: 7065 / SEC#: , 8-20109

BD
Terminated by SEC on 01/29/2013
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Contact information


Main Address
Mailing Address
Phone number
Established
New Mexico since 01/19/1971
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
ESTATE OF HAROLD E. KIOUSOWNER
KIOUS, MICHAEL LINDENPRESIDENT/PERSONAL REPRESENTATIVE HAROLD ELWOOD KIOUS ESTATE/CCO708357
PHILLIPS, LINDACFO5448609

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KIOUS AND COMPANY, INCORPORATED

CRD#: 7065

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