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DR

David A. Rigazio

FELTL & COMPANY
Plymouth, MN 55447
Some features on this profile are disabled
CRD#: 7083498
DR

Professional summary

David Alan Rigazio, who also goes by Rigazio Alan David, is a registered financial professional currently at FELTL & COMPANY located in Plymouth, Minnesota.

David is registered as a RR (Registered Representative) and started their career in finance in 2019. David has worked at 1 firm and has passed the Series 27 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rigazio Alan David

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Alan Rigazio's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 16, 2019 - Present

FELTL & COMPANY

Office #1: One Carlson Parkway North Suite 225, Plymouth, MN 55447
BD
CRD#: 6905
Plymouth, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 27
Date: 3/16/2019
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

F&
FELTL & COMPANY
FELTL & COMPANY | MCALMONT INVESTMENT COMPANY | FELTL AND COMPANY | FELTL ADVISORS

CRD#: 6905 / SEC#: 801-68779, 8-18435

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
One Carlson Parkway North Suite 225, Plymouth, MN 55447
Mailing Address
One Carlson Parkway North Suite 225, Plymouth, MN 55447
Phone number
(612) 492-8800
Established
Minnesota since 02/27/1975
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (3/30/2012)
WRAP PROGRAM (3/30/2012)

Direct owners and executive officers

NamePositionCRD#
FELTL, JOHN CHRISTOPHERCEO, TRUSTEE JCF TRUST2366353
JCF TRUSTSHAREHOLDER
EDWARDS, MITCHELL JAYCOO, CORP SECRETARY4127796
FELTL, MARY JOANNEPRESIDENT2055810
RIGAZIO, DAVID ALANCFO7083498
VAN KREVELEN, DIRK GARRETCHIEF COMPLIANCE OFFICER1289150

Disclosures

Regulatory Event11
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FELTL & COMPANY

CRD#: 6905Plymouth, MN 55447

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