Kurt Vangenderen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kurt Vangenderen was a registered financial professional .
Kurt is a previously registered financial professional and started their career in finance in 1980. Kurt had worked at 3 firms and has passed the Series 65 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2010 - December 31, 2015
BRANCH CAPITAL MANAGEMENT
January 24, 1989 - August 22, 1995
BOSTON MERCHANT FINANCIAL SERVICES, INC.
May 8, 1980 - January 24, 1989
T.O. RICHARDSON COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/30/1980
Registered Representative ExaminationCurrent Firm
BRANCH CAPITAL MANAGEMENT
CRD#: 122880 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
