Juan J. Garcia

HBC FINANCIAL GROUP

ABINGDON, VA 24210-2800

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CRD#: 7082690

Professional summary

Juan J Garcia Jr., who also goes by Juan J Garcia, is a registered financial advisor currently at HBC FINANCIAL GROUP, LLC located in Abingdon, Virginia.

Juan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Juan has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Juan J Garcia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of other business: Hicok, Brown & Company Investment Related: No Address: PO Box 821, Abingdon, VA 24212 Nature of business: Accounting Firm Title: Member/CPA Start Date: December 1996 Amount of time devoted to other business: 225 Duties: Partner (daily management and Client requested activities such as Tax Prep, Audits and Consulting)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan J Garcia Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 9, 2023 - Present

HBC FINANCIAL GROUP, LLC

Office #1: 155 Valley Street Nw, Abingdon, VA 24210-2800

RIA

CRD#: 328435

ABINGDON, VA

Past

March 14, 2019 - October 9, 2023

CONCORD WEALTH PARTNERS

RIA

CRD#: 118643

ABINGDON, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(11/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/1/2017

Uniform Investment Adviser Law Examination

Current Firm

HBC FINANCIAL GROUP, LLC

CRD#: 328435 / SEC#:

Virginia

Registered Investment Advisory firm - (11/9/2023 Approved)

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Contact information

Main Address

155 East Valley St, Nw, Abingdon, VA 24210-2800

Mailing Address

Phone number

(276) 628-1123

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Juan J. Garcia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan J Garcia Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

HBC FINANCIAL GROUP, LLC

CONCORD WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/1/2017

Current Firm

HBC FINANCIAL GROUP, LLC

Contact information

Documents

Red Flags

Company Information

HBC FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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