Georgette M. Kelsey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Georgette Michele Bleahu Kelsey, who also goes by Georgette Michele Bleahu, Georgette Michele Kelsey, was a registered financial professional .
Georgette is a previously registered financial professional and started their career in finance in 1980. Georgette had worked at 15 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 1999 - January 16, 2002
PASSPORT SECURITIES, INC.
July 14, 1997 - November 20, 1997
WAMU INVESTMENTS, INC.
February 20, 1997 - July 14, 1997
ASB FINANCIAL SERVICES
April 27, 1994 - February 5, 1997
FIMCO SECURITIES GROUP, INC.
February 10, 1994 - April 14, 1994
BNY MELLON SECURITIES CORPORATION
June 1, 1993 - August 11, 1993
U.S. BANCORP ADVISORS, LLC
June 12, 1992 - December 1, 1992
CARTWRIGHT AND WALKER SECURITIES, INCORPORATED
June 24, 1991 - August 15, 1991
VANGUARD CAPITAL
May 5, 1989 - November 6, 1990
NOBLE FINANCIAL CORPORATION
January 14, 1986 - February 23, 1989
LEHMAN BROTHERS INC.
June 2, 1982 - January 1, 1986
SUTRO & CO. INCORPORATED
January 15, 1981 - January 19, 1981
MORGAN STANLEY DW INC.
May 8, 1980 - October 29, 1980
AMERICAN EXPRESS FINANCIAL CORPORATION
May 8, 1980 - October 29, 1980
AMERIPRISE FINANCIAL SERVICES, LLC
May 8, 1980 - October 29, 1980
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/28/1980
Registered Representative ExaminationCurrent Firm
PASSPORT SECURITIES, INC.
CRD#: 38720 / SEC#: , 8-48366
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
