Mitchell J. Trotta

GATEWAY INVESTMENT ADVISERS

CINCINNATI, OH 45202-9834

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CRD#: 7082631

Professional summary

Mitchell John Trotta, who also goes by Mitch Trotta, is a registered financial advisor currently at GATEWAY INVESTMENT ADVISERS, LLC located in Cincinnati, Ohio.

Mitchell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Mitchell has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mitch Trotta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell John Trotta's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2024 - Present

GATEWAY INVESTMENT ADVISERS, LLC

Office #1: 312 Walnut Street Suite 3500, Cincinnati, OH 45202-9834

RIA

CRD#: 146681

CINCINNATI, OH

Past

May 14, 2019 - December 31, 2023

GATEWAY INVESTMENT ADVISERS, LLC

RIA

CRD#: 146681

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GATEWAY INVESTMENT ADVISERS, LLC

CRD#: 146681 / SEC#: 801-68972

RIA

Registered Investment Advisory firm - (4/18/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

GATEWAY INVESTMENT ADVISERS, LLC

CRD#: 146681 / SEC#: 801-68972

RIA

Registered Investment Advisory firm - (4/18/2008 Approved)

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Contact information

Main Address

312 Walnut Street Suite 3500, Cincinnati, OH 45202-9834

Mailing Address

Phone number

(513) 719-1100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GATEWAY INVESTMENT ADVISERS, LLC FORM ADV PARTS 2A AND 2B DATED 2025 (9/26/2025)

Regulatory assets under management

Total Number of Accounts	276
AUM (Assets Under Management)	$ 10,909,371,942

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mitchell J. Trotta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell John Trotta's CRS (Customer Relationship Summary).

Certified licenses

Experience

GATEWAY INVESTMENT ADVISERS, LLC

GATEWAY INVESTMENT ADVISERS, LLC

Primary Firm SEC Registration

GATEWAY INVESTMENT ADVISERS, LLC

State Registrations and Notice Filings

Exams

Current Firm

GATEWAY INVESTMENT ADVISERS, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GATEWAY INVESTMENT ADVISERS, LLC

TRUST BUT VERIFY

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