Adrian Baldeon

GENESIS WEALTH ADVISORS

Braintree, MA 02184

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CRD#: 7082581

Professional summary

Adrian Baldeon, CFP®, who also goes by Aj Baldeon, is a registered financial advisor currently at GENESIS WEALTH ADVISORS, LLC located in Braintree, Massachusetts.

Adrian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Adrian has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6TO exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Aj Baldeon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adrian Baldeon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

March 13, 2023 - Present

GENESIS WEALTH ADVISORS, LLC

Office #1: 400 Washington Street Suite 308, Braintree, MA 02184

RIA

CRD#: 158388

Braintree, MA

Past

April 12, 2022 - February 21, 2023

RWA WEALTH PARTNERS

RIA

CRD#: 156984

NEWTON, MA

Past

August 15, 2019 - March 30, 2022

USA FINANCIAL SECURITIES LLC

RIA

CRD#: 103857

North Weymouth, MA

Past

June 6, 2019 - March 30, 2022

USA FINANCIAL SECURITIES LLC

CRD#: 103857

North Weymouth, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GENESIS WEALTH ADVISORS, LLC

CRD#: 158388 / SEC#: 801-72604

RIA

Registered Investment Advisory firm - (8/1/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/2/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/1/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/5/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6TO

Date: 3/26/2019

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GENESIS WEALTH ADVISORS, LLC

CRD#: 158388 / SEC#: 801-72604

RIA

Registered Investment Advisory firm - (8/1/2011 Approved)

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Contact information

Main Address

400 Washington Street Suite 308, Braintree, MA 02184

Mailing Address

Phone number

(781) 344-1023

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GENESIS WEALTH ADVISORS DISCLOSURE BROCHURE (1/28/2025)

Regulatory assets under management

Total Number of Accounts	544
AUM (Assets Under Management)	$ 175,197,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Adrian Baldeon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adrian Baldeon's CRS (Customer Relationship Summary).

Certified licenses

Experience

RWA WEALTH PARTNERS

USA FINANCIAL SECURITIES LLC

USA FINANCIAL SECURITIES LLC

Primary Firm SEC Registration

GENESIS WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/2/2019

Series 63

Date: 4/1/2019

SIE

Date: 6/5/2019

Series 6TO

Date: 3/26/2019

Current Firm

GENESIS WEALTH ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GENESIS WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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