Kurt H. Johansson
Professional summary
Kurt H Johansson was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kurt is a previously registered financial professional and started their career in finance in 1980. Prior to being barred, Kurt had worked at 3 firms, which includes AMERICAN FAMILY SECURITIES LLC, PFS INVESTMENTS INC., ADVANTAGE CAPITAL CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2005 - November 22, 2006
AMERICAN FAMILY SECURITIES, LLC
February 14, 1983 - October 16, 1984
PFS INVESTMENTS INC.
May 8, 1980 - April 19, 1984
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/3/1980
Registered Representative ExaminationCurrent Firm
AMERICAN FAMILY SECURITIES, LLC
CRD#: 104433 / SEC#: , 8-52899
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN FAMILY MUTUAL INSURANCE COMPANY | SOLE MEMBER | |
| DENNY, MAUREEN LINETTE | PRESIDENT | 4710109 |
| DENNY, MAUREEN LINETTE | VP PRODUCT | 4710109 |
| GRASEE, KARI ELIZABETH | TREASURER | 4611618 |
| GRASEE, KARI ELIZABETH | CHIEF FINANCIAL OFFICER | 4611618 |
| HAUGLAND, SUSAN MARJORIE | CHIEF COMPLIANCE OFFICER | 4398697 |
| HOLMAN, DAVID CLIFFORD | DIRECTOR | 5890029 |
| HOLMAN, DAVID CLIFFORD | SECRETARY | 5890029 |
| KELLY, DANIEL JAMES | DIRECTOR | 4279218 |
Red Flags
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