Jeffrey K. Lear

BARRETT CAPITAL MANAGEMENT,LLC

MIDLOTHIAN, VA

Some features on this profile are disabled

CRD#: 7082449

Professional summary

Jeffrey Keith Lear, who also goes by Jeffrey K Lear, is a registered financial advisor currently at BARRETT CAPITAL MANAGEMENT,LLC located in Midlothian, Virginia.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Jeffrey has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey K Lear

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Beginning in June 2019, I am a Regional Sales Director for Demisto, a non-investment related business. Demisto is a Palo Alto Networks Company, located at 3000 Tannery Way Santa Clara, CA 95054. Responsibilities include sales of a cloud security orchestration platform to enterprise accounts in PA, NJ, DE, MD, and VA. Approximately 160 hours per month to this entity of which 128 hours are during security trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Keith Lear's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 15, 2019 - Present

BARRETT CAPITAL MANAGEMENT,LLC

RIA

CRD#: 117272

MIDLOTHIAN, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(4/15/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/15/2019

Uniform Investment Adviser Law Examination

Current Firm

BARRETT CAPITAL MANAGEMENT,LLC

CRD#: 117272 / SEC#: 801-63027

RIA

Registered Investment Advisory firm - (3/31/2015 Terminated)

Florida

Registered Investment Advisory firm - (12/6/2019 Approved)

Texas

Registered Investment Advisory firm - (9/8/2025 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (3/31/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

812 Moorefield Park Drive Suite 112, Richmond, VA 23236

Mailing Address

Phone number

(804) 419-1100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	161
AUM (Assets Under Management)	$ 42,150,908

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffrey K. Lear

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Keith Lear's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARRETT CAPITAL MANAGEMENT,LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/15/2019

Current Firm

BARRETT CAPITAL MANAGEMENT,LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BARRETT CAPITAL MANAGEMENT,LLC

TRUST BUT VERIFY

Similar Advisors