EC
Edmond Chen
TALANTON CAPITAL MANAGEMENT
San Mateo, CA
Some features on this profile are disabled
CRD#: 7082302
EC
Professional summary
Edmond Chen is a registered financial advisor currently at TALANTON CAPITAL MANAGEMENT, LLC located in San Mateo, California.
Edmond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Edmond has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Chen works as an independent consultant for non-public small businesses from time to time. These activities began in 2019. He typically devotes no more than 25 hours a month to these activities. The vast majority of this work takes place outside of US stock market trading hours, although it may overlap with the trading hours of international markets. Mr. Chen conducts this independent consulting work from his home. The nature of the work is business strategy-related and not investment-related.
CRS (Client Relationship Summary) - RIA
Click below to view Edmond Chen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 5, 2019 - Present
TALANTON CAPITAL MANAGEMENT, LLC
RIA
CRD#: 299126
San Mateo, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/5/2019)
Exams
Current Firm
TC
TALANTON CAPITAL MANAGEMENT, LLC
TALANTON CAPITAL MANAGEMENT, LLC
CRD#: 299126 / SEC#:
California
Registered Investment Advisory firm - (6/5/2019 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
San Mateo, CA
Mailing Address
Phone number
(415) 787-2018
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 37 |
| AUM (Assets Under Management) | $ 26,627,938 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
