Barbara L. Klucik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Leigh Klucik, who also goes by Barbara Klucik Georger, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1980. Barbara had worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 24 and F04 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2003 - May 18, 2012
HAROLD C. BROWN & CO., LLC
December 3, 1993 - July 1, 2003
HAROLD C. BROWN & CO., INC.
May 7, 1980 - January 1, 1994
HAROLD C. BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 4/26/1980
Financial Principal ExaminationCurrent Firm
HAROLD C. BROWN & CO., LLC
CRD#: 126589 / SEC#: 801-62111, 8-65897
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHRISTOFERSON, KATHERINE ANN | CEO/MANAGING MEMBER | 1133584 |
| COLLARD, MATTHEW CHARLES | SENIOR VICE PRESIDENT/MEMBER | 3000674 |
| GROGAN, PETER JEROME | SENIOR VICE PRESIDENT/MEMBER | 1073574 |
| KELLY, WILLIAM HUGH | SENIOR VICE PRESIDENT/MEMBER | 1839629 |
| SCHANZLIN, MARY PATRICIA | SENIOR VICE PRESIDENT/MEMBER | 2747880 |
| STAURING, DEBORAH ANN | SENIOR VICE PRESIDENT, MEMBER | 1081156 |
| DAS/HCB INC. | MEMBER | |
| MJP/HCB INC. | MEMBER | |
| PRATT, MICHAEL JOSEPH | SENIOR VICE PRESIDENT/MEMBER | 1206854 |
| BUCK, WINTHROP LAWRENCE | PRESIDENT/TREASURER | 34413 |
| KLUCIK, BARBARA LEIGH | CHIEF COMPLIANCE OFFICER\ FINOP | 708221 |
| MAGUIRE, MAUREEN IRWIN | CHIEF OPERATING OFFICER | 4622355 |
Red Flags
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