Mark A. Jares
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Anthony Jares, who also goes by Mark A Jares, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1980. Mark had worked at 12 firms and has passed the Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 2005 - February 6, 2014
OAKWOOD CAPITAL SECURITIES, INC.
January 6, 2003 - May 13, 2005
OSAIC FS, INC.
February 8, 2000 - November 20, 2002
USALLIANZ SECURITIES, INC.
September 16, 1998 - December 31, 1999
VOYA FINANCIAL ADVISORS, INC.
January 15, 1996 - August 18, 1998
CAPITAL MANAGEMENT SECURITIES, INC.
March 30, 1993 - December 7, 1995
OSAIC FS, INC.
July 7, 1992 - December 31, 1992
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 14, 1990 - June 30, 1992
CAPITAL MANAGEMENT SECURITIES, INC.
November 22, 1989 - June 12, 1990
AEGIS INVESTMENTS, INC.
January 25, 1988 - November 16, 1989
CREATIVE EQUITY RESOURCES, INC.
February 5, 1985 - December 31, 1987
PRINCETON AMERICAN EQUITIES CORPORATION
January 31, 1985 - April 14, 1986
SBL PLANNING, INC.
September 26, 1984 - April 10, 1986
SECURITY DISTRIBUTORS
May 6, 1980 - May 7, 1985
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/24/1980
Registered Representative ExaminationCurrent Firm
OAKWOOD CAPITAL SECURITIES, INC.
CRD#: 21000 / SEC#: , 8-38631
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
