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Sarah E. Ellis

GKV CAPITAL MANAGEMENT CO
Thousand Oaks, CA 91360
Some features on this profile are disabled
CRD#: 7081756
SE

Professional summary

Sarah Elizabeth Ellis, who also goes by Sarah Elizabeth Thiele, is a registered financial advisor currently at GKV CAPITAL MANAGEMENT CO INC located in Thousand Oaks, California.

Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Sarah has worked at 3 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Sarah Elizabeth Thiele

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Elizabeth Ellis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 3, 2024 - Present

GKV CAPITAL MANAGEMENT CO INC

Office #1: 299 W Hillcrest Dr. Suite 119, Thousand Oaks, CA 91360
RIA
CRD#: 108767
Thousand Oaks, CA
Past

June 28, 2023 - September 30, 2024

CURATED WEALTH PARTNERS, LLC

RIA
CRD#: 297852
EL SEGUNDO, CA
Past

March 7, 2019 - June 20, 2023

MORTON WEALTH

RIA
CRD#: 141250
CALABASAS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GKV CAPITAL MANAGEMENT CO INC
GKV CAPITAL MANAGEMENT CO INC

CRD#: 108767 / SEC#: 801-11341

RIA
Registered Investment Advisory firm - (3/12/1976 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(10/3/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/16/2019
Uniform Investment Adviser Law Examination

Current Firm

GC
GKV CAPITAL MANAGEMENT CO INC
GKV CAPITAL MANAGEMENT CO INC

CRD#: 108767 / SEC#: 801-11341

RIA
Registered Investment Advisory firm - (3/12/1976 Approved)
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Contact information

Main Address
1350 Treat Blvd Suite 260, Walnut Creek, CA 94597
Mailing Address
Phone number
(925) 627-8680
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GKV ADV (2/26/2025)

Regulatory assets under management

Total Number of Accounts383
AUM (Assets Under Management)$ 317,176,594

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GKV CAPITAL MANAGEMENT CO INC

CRD#: 108767Thousand Oaks, CA 91360

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