Theron L. Vanlandingham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theron Lee Vanlandingham, who also goes by Terry Vanlandingham, was a registered financial professional .
Theron is a previously registered financial professional and started their career in finance in 1980. Theron had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 3, Series 5, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2016 - September 24, 2019
PHILLIPS CAPITAL ADVISORS, INC.
May 11, 2010 - September 24, 2019
T.S. PHILLIPS INVESTMENTS, INC.
July 19, 2002 - May 17, 2010
GEARY SECURITIES, INC.
July 17, 2002 - May 17, 2010
GEARY SECURITIES, INC.
October 26, 1993 - August 5, 2002
PRUDENTIAL EQUITY GROUP, LLC
November 11, 1983 - August 5, 2002
PRUDENTIAL EQUITY GROUP, LLC
April 24, 1980 - November 11, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 9/7/1995
Foreign Currency Options ExaminationSeries 5
Date: 4/18/1983
Interest Rate Options ExaminationSeries 8
Date: 5/14/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PHILLIPS CAPITAL ADVISORS, INC.
CRD#: 115758 / SEC#: 801-66961
Contact information
Regulatory assets under management
| Total Number of Accounts | 646 |
| AUM (Assets Under Management) | $ 588,585,326 |
Red Flags
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