Garth D. Shreading
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Garth Drake Shreading was a registered financial professional .
Garth is a previously registered financial professional and started their career in finance in 2007. Garth had worked at 2 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2012 - September 16, 2013
EAGLE LEDGE CAPITAL, LLC
January 15, 2010 - October 6, 2011
EAGLE LEDGE CAPITAL, LLC
May 25, 2007 - January 4, 2010
STRONGTOWER FINANCIAL, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 4/21/1980
Registered Representative ExaminationCurrent Firm
EAGLE LEDGE CAPITAL, LLC
CRD#: 150804 / SEC#: , 8-68299
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
