AB
Adam J. Buss
EAGLE STRATEGIES LLC
BRANDON, SD 57005
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CRD#: 7080655
AB
Professional summary
Adam James Buss, who also goes by Adam Buss, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Brandon, South Dakota and NYLIFE SECURITIES LLC located in Orange City, Iowa.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Adam has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam Buss
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Board to Death Woodshop; Building wood projects.; 3001 S Holly Ave., Sioux Falls SD, 47108; Start Date: 01/2017; Role/Title: Owner; Not investment related; 10 hours per month; 0 hours per month during securities trading hours; I mostly setup this business to write off my tool purchases. This is a hobby business. I primarily make wood South Dakota state signs. I make less than $100 every 6 months and file the taxes semi annually.] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 5101 S Nevada Ave., Suite 200, Sioux Falls, SD 57108; Start Date 02/2025; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours; Agent of brokering non-NYL insurance products.][Brandon Community Foundation; works to improve the lives of people right here in our community. As a charitable endowment for the community of Brandon, we are working today to build a brighter tomorrow.; PO Box 816 Brandon, SD 57005; Start Date 07/2024; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; encourage businesses to donate to the BCF. I help determine which non-profits are awarded funds]
CRS (Client Relationship Summary) - RIA
Click below to view Adam James Buss's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 13, 2022 - Present
EAGLE STRATEGIES LLC
Office #1: 1512 W Legacy Drive, Brandon, SD 57005Office #2: 112 Central Avenue Nw, Orange City, IA 51041Office #3: 5101 S Nevada Ave Suite 200, Sioux Falls, SD 57108-2210RIA
CRD#: 110826
BRANDON, SD
Current
January 11, 2020 - Present
NYLIFE SECURITIES LLC
BD
CRD#: 5167
ORANGE CITY, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/20/2020)
RR
Iowa(9/16/2020)
IAR
Iowa(5/13/2022)
RR
Minnesota(1/22/2021)
RR
Montana(3/10/2025)
RR
New Mexico(8/28/2023)
RR
New York(1/25/2024)
RR
South Dakota(1/20/2020)
IAR
South Dakota(6/9/2022)
RR
Tennessee(7/28/2025)
RR
Texas(3/31/2021)
IAR
Texas(10/29/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/18/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/11/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Brandon, SD 57005TRUST BUT VERIFY
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