Howard Spindel
Professional summary
Howard Spindel, who also goes by Howie Spindel, is a registered financial professional currently at INTE SECURITIES LLC located in Boca Raton, Florida and MIDDLEGATE SECURITIES INC. located in New York, New York.
Howard is registered as a RR (Registered Representative) and started their career in finance in 1980. Howard has worked at 139 firms and has passed the Series 63, Series 62, Series 99TO, Series 57TO, Series 79TO, SIE, Series 55, Series 7, Series 14, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Howard Spindel's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2004 - Present
INTE SECURITIES LLC
Office #1: 7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433March 14, 2006 - Present
MIDDLEGATE SECURITIES INC.
Office #1: 8 West 40th Street 4th Floor, New York, NY 10018-3805June 28, 2007 - Present
WYSER-PRATTE & CO., INC.
Office #1: 100 S. Bedford Road, Suite 312, Mt. Kisco, NY 10549Office #2: 100 S. Bedford Road, Suite 312, Mt. Kisco, NY 10549August 3, 2009 - Present
VIEW PARTNERS CAPITAL LLC
Office #1: 1345 Avenue Of The Americas 2nd Floor, New York, NY 10105November 17, 2009 - Present
P. A. N. SECURITIES, LP
Office #1: 45 Glover Avenue 7th Floor, Norwalk, CT, 06850Office #2: 45 Glover Avenue 7th Floor, Norwalk, CT 06850August 4, 2010 - Present
TAP SECURITIES LLC
Office #1: 505 Park Avenue Fl 9, New York, NY 10022January 26, 2011 - Present
PENTEGRA DISTRIBUTORS INC.
Office #1: 701 Westchester Avenue Suite 320e, White Plains, NY 10604March 11, 2011 - Present
EULAV SECURITIES LLC
Office #1: 1605 Main Street Suite 912, Sarasota, FL 34236August 28, 2014 - Present
SURYA CAPITALE SECURITIES LLC
Office #1: 55 Wall Street, Suite 530b, New York, NY 10005January 12, 2023 - Present
BRIGHTTOWER SECURITIES LLC
Office #1: 110 East 25th Street 11th Floor, New York, NY, 10010January 2, 2025 - Present
PHOENIX IB
Office #1: 110 Commons Court, Chadds Ford, PA 19317January 13, 2025 - Present
AGM SECURITIES LLC
Office #1: 7000 W Palmetto Park Rd Suite 503, Boca Raton, FL 33433July 23, 2025 - Present
GLOBAL PACIFIC SECURITIES US, INC.
Office #1: 19 W. 26th Street 4th Floor, New York, NY 10010August 30, 2023 - October 10, 2024
MMM SECURITIES LLC
October 20, 2021 - April 4, 2023
ANCORIS SECURITIES LLC
February 3, 2020 - May 5, 2021
SNOWDEN ACCOUNT SERVICES LLC
September 3, 2019 - January 7, 2020
SEB SECURITIES, INC.
January 17, 2018 - February 12, 2020
ZEBED SECURITIES, LLC
December 14, 2016 - November 29, 2023
SEXTANT SECURITIES, LLC
June 21, 2016 - January 16, 2020
COMMONWEALTH AUSTRALIA SECURITIES LLC
May 2, 2016 - June 29, 2016
CLEARPOOL EXECUTION SERVICES, LLC
February 23, 2016 - March 21, 2016
ZANBATO SECURITIES LLC
December 9, 2015 - January 31, 2018
16 POINTS LLC
October 15, 2015 - March 3, 2025
OCEAN TOMO INVESTMENT GROUP, LLC
January 27, 2015 - March 6, 2019
OLD SLIP CAPITAL MANAGEMENT, INC.
March 24, 2014 - January 23, 2015
ZEBED SECURITIES, LLC
November 29, 2013 - December 8, 2014
REUTERS TRANSACTION SERVICES LLC
November 6, 2013 - November 15, 2021
DAM CAPITAL (USA) INC.
July 1, 2013 - December 31, 2013
FATOR SECURITIES LLC
June 27, 2013 - December 16, 2013
ALDWYCH SECURITIES LLC
May 29, 2013 - February 22, 2016
GOTTEX BROKERS ALTERNATIVE USA INC.
December 5, 2012 - June 1, 2015
MARWOOD GROUP RESEARCH
December 5, 2012 - June 1, 2015
MARWOOD GROUP
September 10, 2012 - January 5, 2021
IIP SECURITIES LLC
May 31, 2012 - December 21, 2012
DAM CAPITAL (USA) INC.
October 27, 2011 - February 10, 2020
TRADEWORX SECURITIES LLC
July 29, 2011 - September 5, 2024
RB INTERNATIONAL MARKETS (USA) LLC
January 18, 2011 - December 13, 2017
SOFI SECURITIES LLC
December 21, 2010 - February 12, 2020
FOGEL NEALE SECURITIES, LLC
August 6, 2010 - December 31, 2015
DVB CAPITAL MARKETS LLC
February 19, 2010 - October 20, 2010
PIERPONT CAPITAL ADVISORS LLC
January 28, 2010 - June 30, 2015
FOREST ROAD SECURITIES BD LLC
December 11, 2009 - March 14, 2011
CONSOLIDATED RESEARCH LLC
October 30, 2009 - June 14, 2011
EULAV SECURITIES, INC.
September 22, 2009 - May 2, 2014
LATOUR TRADING LLC
July 28, 2008 - March 24, 2011
PARAMOUNT BIOCAPITAL, INC.
April 18, 2008 - April 21, 2008
ACER INVESTMENT GROUP, LLC
February 20, 2008 - August 14, 2009
ABRAMSON FINANCIAL, LLC
February 6, 2008 - June 4, 2015
MOELIS & COMPANY LLC
December 5, 2007 - March 2, 2009
CREDICORP CAPITAL LLC
November 2, 2007 - November 14, 2011
UNICREDIT CAPITAL MARKETS LLC
September 17, 2007 - January 22, 2008
ELECTRONIC GLOBAL SECURITIES, INC.
July 18, 2007 - July 20, 2009
WYNSTON HILL CAPITAL, LLC
January 4, 2007 - January 3, 2025
AGM SECURITIES LLC
December 4, 2006 - November 18, 2008
AMBER MOUNTAIN INVESTMENTS, LLC
October 27, 2006 - June 22, 2016
THE TRANSPORTATION GROUP (SECURITIES) LIMITED
September 15, 2006 - May 9, 2012
ICP SECURITIES LLC
September 12, 2006 - April 2, 2015
JOSEPH CAPITAL, LLC
June 21, 2006 - September 13, 2006
XTF MARKET MAKING LLC
June 6, 2006 - May 29, 2020
ADVANTAGE FINANCIAL PRIVATE & CORPORATE LLC
June 5, 2006 - August 17, 2006
WYNSTON HILL CAPITAL, LLC
March 7, 2006 - November 30, 2007
SEB SECURITIES, INC.
February 16, 2006 - August 18, 2016
BRYANT PARK CAPITAL SECURITIES, INC.
August 19, 2005 - October 31, 2007
ENCLAVE CAPITAL LLC
May 10, 2005 - October 2, 2006
JAS SECURITIES, LLC
September 7, 2004 - July 14, 2006
SAPENO INC.
September 1, 2004 - October 5, 2006
OXFORD CAPITAL SECURITIES
August 18, 2004 - November 9, 2007
PINNACLE GROUP SECURITIES, LLC
August 17, 2004 - September 20, 2004
INTERNATIONAL CORRESPONDENT TRADING, INC.
July 30, 2004 - June 1, 2011
GRAMERCY FINANCIAL SERVICES LLC
July 23, 2004 - March 23, 2017
CDK FINANCIAL SERVICES, LLC
July 22, 2004 - June 30, 2006
UNICREDIT CAPITAL MARKETS LLC
May 25, 2004 - April 11, 2005
AMSTAR DISTRIBUTORS, INC.
March 2, 2004 - January 6, 2005
SARATOGA CAPITAL MARKETS
January 8, 2004 - November 30, 2016
MARATHON CAPITAL MARKETS, LLC
November 20, 2003 - November 29, 2006
FINANCIAL CONSULTANT GROUP, LLC
October 31, 2003 - January 26, 2009
GERSON LEHRMAN GROUP BROKERAGE SERVICES LLC
January 27, 2003 - July 1, 2003
KAMCO SECURITIES, INC.
January 22, 2003 - November 2, 2011
D/B/A CLARKSONS PLATOU SECURITIES
January 16, 2003 - June 26, 2003
RIDGEWOOD SECURITIES CORPORATION
October 8, 2002 - March 30, 2012
A.J. PACE & CO., INC.
May 9, 2002 - August 6, 2002
KAMCO SECURITIES, INC.
April 5, 2002 - March 21, 2014
FURTHER LANE SECURITIES, L.P.
January 25, 2002 - December 10, 2008
HERMITAGE CAPITAL CORPORATION
August 30, 2001 - January 18, 2002
SOLID ISG CAPITAL MARKETS, LLC
June 25, 2001 - December 12, 2002
BDO CAPITAL ADVISORS, LLC
June 4, 2001 - May 2, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC
May 23, 2001 - October 28, 2002
TAYLOR STUART FINANCIAL, INC.
February 7, 2001 - May 29, 2001
EDUCATION SECURITIES, INC.
January 16, 2001 - January 21, 2003
HEYKA CAPITAL MARKETS, INC.
July 9, 1999 - February 11, 2005
DBC SECURITIES, INC.
June 14, 1999 - June 19, 2000
BRI SECURITIES, INC.
April 22, 1999 - May 11, 2004
ROBERT R. MEREDITH & CO., INC.
October 26, 1998 - March 16, 2015
VASILIOU & COMPANY, INC.
September 30, 1998 - September 13, 2005
GEMINI FINANCIAL CORPORATION
September 24, 1998 - January 12, 1999
HYPO SECURITIES INC.
August 13, 1998 - November 10, 1998
WESTON CAPITAL MARKETS INC.
July 28, 1998 - August 9, 2001
JOBARR SECURITIES CORPORATION
June 1, 1998 - September 15, 1998
D. H. BLAIR & CO., INC.
April 29, 1998 - November 6, 1998
SOLID ISG CAPITAL MARKETS, LLC
October 28, 1997 - January 19, 2000
E*TRADE GLOBAL ASSET MANAGEMENT, INC.
October 10, 1997 - October 26, 1998
BURSAMEX INC.
August 6, 1997 - April 27, 2001
HARVEST CAPITAL INVESTMENTS LLC
May 14, 1997 - June 26, 1997
FIS SECURITIES, INC.
May 14, 1997 - April 8, 1998
SOLID ISG CAPITAL MARKETS, LLC
March 25, 1997 - June 11, 2003
CORINTHIAN PARTNERS, L.L.C.
March 24, 1997 - August 22, 1997
FLEET ENTERPRISES, INC.
January 28, 1997 - August 18, 1997
BANORTE SECURITIES INTERNATIONAL, LTD.
December 24, 1996 - December 12, 2022
MERRION SECURITIES, LLC
August 5, 1996 - January 21, 2003
WORLDSEC INTERNATIONAL SECURITIES INC.
August 5, 1996 - April 2, 2003
FINANCIAL CONSULTANT GROUP, LLC
August 1, 1996 - August 12, 1996
RGR FINANCIAL CORP.
June 28, 1996 - February 27, 1997
BURSAMEX INC.
April 25, 1996 - September 29, 1999
BUYANDHOLD SECURITIES CORPORATION
March 25, 1996 - July 28, 1997
TRADITION SECURITIES AND DERIVATIVES LLC
March 20, 1996 - October 5, 2006
THE TRANSPORTATION GROUP (SECURITIES) LIMITED
September 26, 1995 - March 13, 2001
VAN LANSCHOT KEMPEN (USA) INC.
May 16, 1995 - October 9, 1995
TULLETT PREBON FINANCIAL SERVICES LLC
March 17, 1995 - March 8, 2002
WEALTH PRESERVATION ASSOCIATES, LLC
February 24, 1995 - June 16, 1995
CROSSLAND INVESTOR SERVICES CORP.
January 5, 1995 - February 14, 1995
SUPPES SECURITIES, INC.
December 15, 1994 - April 27, 1995
BROOKE SECURITIES, INC.
November 23, 1994 - February 7, 2003
SPIRIT PARTNERS, L.P.
July 15, 1994 - August 5, 2010
STORMHARBOUR SECURITIES LP
July 14, 1994 - June 2, 2005
MMG FINANCIAL SERVICES, LTD.
June 22, 1994 - May 21, 2001
GABELLI DIRECT INC.
February 15, 1994 - May 18, 2015
SSC NY CORP.
September 8, 1993 - March 4, 1996
ROAN CAPITAL PARTNERS L.P.
June 24, 1993 - November 4, 1993
EASTON & CO.
May 6, 1993 - May 18, 1993
PAN AMERICAN SECURITIES, INC.
February 9, 1993 - July 30, 2003
TFS DERIVATIVES LLC
March 30, 1992 - July 10, 2025
SOLOMON PARTNERS SECURITIES, LLC
March 27, 1992 - August 3, 1999
KBL HEALTHCARE INC
March 24, 1992 - September 28, 2004
THOMSON INSTITUTIONAL SERVICES INC.
March 17, 1992 - August 25, 2020
POWELL CAPITAL MARKETS, INC.
January 15, 1992 - November 17, 1992
WYSER-PRATTE & CO., INC.
December 23, 1991 - February 8, 1994
PHOENIX DERIVATIVES GROUP, LLC
November 13, 1991 - May 17, 2001
CHELA TECHNOLOGY PARTNERS, LLC
August 13, 1991 - July 9, 1992
TALLWOOD ASSOCIATES, INC.
April 1, 1991 - April 7, 1994
D. BLECH & COMPANY, INCORPORATED
November 7, 1990 - February 19, 1991
CAPITAL HILL GROUP, INC.
July 31, 1990 - September 18, 1990
THOMSON INSTITUTIONAL SERVICES INC.
March 14, 1990 - October 5, 1990
JOSEPH GUNNAR & CO. LLC
September 26, 1989 - January 22, 2001
THE BENCHMARK COMPANY, INC.
August 3, 1989 - May 11, 1992
M.J. LOESER & CO., INC.
June 7, 1989 - August 20, 2001
A.J. PACE & CO., INC.
January 6, 1989 - November 22, 1991
BERSEC INTERNATIONAL CORPORATION
April 29, 1988 - October 4, 1988
NESHER, INC.
August 5, 1987 - March 4, 1988
TULLETT & TOKYO SECURITIES, INC.
March 24, 1987 - May 13, 1987
BNY BROKERAGE, INC.
February 24, 1987 - November 14, 1988
MEYERS POLLOCK ROBBINS, INC.
May 1, 1982 - March 11, 1985
GREENFIELD PARTNERS
April 20, 1982 - September 14, 1982
HALCYON INVESTMENTS
May 5, 1980 - July 2, 1982
S. B. LEWIS & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/19/2016)
(6/28/2016)
(7/8/2016)
(3/11/2022)
(11/20/2018)
(10/13/2016)
(9/6/2016)
(4/28/2016)
(10/10/2016)
(5/11/2018)
(10/5/2016)
(7/12/2016)
(9/19/2017)
(9/8/2021)
(10/4/2016)
(4/6/2006)
(8/30/2016)
(2/3/2017)
(10/6/2016)
(6/7/2016)
(9/28/2016)
(5/5/2016)
(4/27/2016)
(10/11/2016)
(3/9/2020)
(3/3/2025)
(10/20/2016)
(10/14/2016)
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 3/22/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
GLOBAL PACIFIC SECURITIES US, INC.
CRD#: 304566 / SEC#: , 8-70370
Contact information
FINRA licenses (12 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GLOBAL PACIFIC SECURITIES US, INC.
CRD#: 304566Boca Raton, FL 33433TRUST BUT VERIFY
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