Daniel J. Petkau

FIAT WEALTH MANAGEMENT

Wayzata, MN 55391

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CRD#: 7080176

Professional summary

Daniel James David Petkau, who also goes by Daniel Petkau, is a registered financial advisor currently at FIAT WEALTH MANAGEMENT located in Wayzata, Minnesota.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Daniel has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Petkau

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Fiat Insurance Services, LLC; Investment Related; Wayzata, MN; Insurance Agency; Insurance Agent; Start Date 10/2020; Approximately 80 hours/month with the majority of hours devoted during securities trading hours; Insurance Sales, Servicing, and Marketing 2.) Foundations Investment Advisors LLC; Investment Related; Scottsdale, AZ; RIA; Investment Adviser Representative; Approximately 40 hours/month with the majority of hours devoted during securities trading hours 3.) Fiat Wealth Management; Investment Related; Wayzata, MN; RIA; Investment Adviser Representative; Approximately 40 hours/month with the majority of hours devoted during securities trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel James David Petkau's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2022 - Present

FIAT WEALTH MANAGEMENT

Office #1: 1905 Wayzata Blvd Suite 320, Wayzata, MN 55391

RIA

CRD#: 318201

Wayzata, MN

Past

October 15, 2020 - June 3, 2022

FOUNDATIONS INVESTMENT ADVISORS LLC

RIA

CRD#: 175083

WAYZATA, MN

Past

July 15, 2019 - September 15, 2020

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

Wausau, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIAT WEALTH MANAGEMENT

FIAT WEALTH MANAGEMENT | FIAT WEALTH MANAGEMENT LLC

CRD#: 318201 / SEC#: 801-123255

RIA

Registered Investment Advisory firm - (2/18/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(2/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/18/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/10/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/15/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/19/2019

Securities Industry Essentials Examination

Current Firm

FIAT WEALTH MANAGEMENT

FIAT WEALTH MANAGEMENT | FIAT WEALTH MANAGEMENT LLC

CRD#: 318201 / SEC#: 801-123255

RIA

Registered Investment Advisory firm - (2/18/2022 Approved)

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Contact information

Main Address

1905 Wayzata Blvd Suite 320, Wayzata, MN 55391

Mailing Address

Phone number

(952) 426-9116

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIAT WEALTH MANAGEMENT, LLC FORM ADV PART 2A BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts	2,014
AUM (Assets Under Management)	$ 370,627,618

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel J. Petkau

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel James David Petkau's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOUNDATIONS INVESTMENT ADVISORS LLC

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

FIAT WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 9/18/2020

Series 63

Date: 8/10/2019

Series 7TO

Date: 7/15/2019

SIE

Date: 6/19/2019

Current Firm

FIAT WEALTH MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIAT WEALTH MANAGEMENT

TRUST BUT VERIFY

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