DP
David K. Pettus
BLUE ROCK CAPITAL
Allen, TX
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CRD#: 7079933
DP
Professional summary
David Keith Pettus is a registered financial advisor currently at BLUE ROCK CAPITAL located in Allen, Texas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. David has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am a managing member of Front Porch Investments LLC, which invests in single family housing units. I am not involved in any day-to-day management activities. I am only involved in a voting capacity on major decisions. The maximum time spent on these activities is an average of 2 hours per week. Additionally, I am the Managing Member for Bald Eagle Asset Management, LLC. This LLC owns 2 small investments: 1) a 1% interest in Houston Cider, LLC and 2) a 1% working interest in one producing oil well through Dynamic Exploration out of Lafayette, LA. I have recently taken steps to assign my 1% working interest in this well to Dynamic, so in 2021 or 2022, I will no longer be a working interest partner in this well. Bald Eagle Asset Management, LLC only requires about 1 hour per month of my time, and it is not a distraction from my chosen work of servicing my investment clients through Blue Rock Capital, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view David Keith Pettus's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 26, 2019 - Present
BLUE ROCK CAPITAL
RIA
CRD#: 300876
Allen, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(12/11/2023)
IAR
Mississippi(8/26/2020)
IAR
Texas(7/26/2019)
Current Firm
BR
BLUE ROCK CAPITAL
BLUE ROCK CAPITAL | BLUE ROCK CAPITAL, LLC
CRD#: 300876 / SEC#:
Louisiana
Registered Investment Advisory firm - (12/11/2023 Approved)Mississippi
Registered Investment Advisory firm - (8/15/2020 Approved)Texas
Registered Investment Advisory firm - (7/26/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Allen, TX
Mailing Address
Phone number
(832) 465-5504
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 62 |
| AUM (Assets Under Management) | $ 3,600,000 |
Red Flags
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