Kenneth P. Mulvaney
Professional summary
Kenneth Paul Mulvaney was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kenneth is a previously registered financial professional and started their career in finance in 1980. Prior to being barred, Kenneth had worked at 1 firm, which includes MHA FINANCIAL CORP.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2011 - July 15, 2016
MHA FINANCIAL CORP
May 5, 1980 - July 15, 2016
MHA FINANCIAL CORP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 4/26/1980
Registered Representative ExaminationCurrent Firm
MHA FINANCIAL CORP
CRD#: 7462 / SEC#: , 8-21836
Contact information
Regulatory assets under management
| Total Number of Accounts | 207 |
| AUM (Assets Under Management) | $ 85,836,784 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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