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DH

Dalton J. Harris

R.D. SMOTHERS WEALTH MANAGEMENT
CAMPBELLSVILLE, KY 42718
CRD#: 7079690
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DH
Dalton Jace HarrisR.D. SMOTHERS WEALTH MANAGEMENT

Professional summary

Dalton Jace Harris, who also goes by Dalton Jace Harris, Dalton Harris, is a registered financial advisor currently at R.D. SMOTHERS WEALTH MANAGEMENT located in Campbellsville, Kentucky.

Dalton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Dalton has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Dalton Jace Harris | Dalton Harris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dalton Jace Harris's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 3, 2026 - Present

R.D. SMOTHERS WEALTH MANAGEMENT

Office #1: 112 E. Main Street Suite 200, Campbellsville, KY 42718
RIA
CRD#: 329361
CAMPBELLSVILLE, KY
Past

April 11, 2025 - June 4, 2026

ALLIANCEBERNSTEIN L.P.

RIA
CRD#: 108477
Nashville, TN
Past

April 11, 2025 - June 4, 2026

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
Nashville, TN
Past

August 23, 2024 - April 1, 2025

EDWARD JONES

RIA
CRD#: 250
RUSSELLVILLE, KY
Past

August 23, 2024 - April 1, 2025

EDWARD JONES

BD
CRD#: 250
RUSSELLVILLE, KY
Past

March 2, 2023 - June 11, 2024

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
Brentwood, TN
Past

January 19, 2023 - June 11, 2024

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
BRENTWOOD, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kentucky
(6/3/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/27/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/19/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/19/2022
Securities Industry Essentials Examination

Current Firm

RS
R.D. SMOTHERS WEALTH MANAGEMENT
R.D. SMOTHERS WEALTH MANAGEMENT | RDS WEALTH | R.D. SMOTHERS WEALTH MANAGEMENT, LLC

CRD#: 329361 / SEC#:

Kentucky
Registered Investment Advisory firm - (7/11/2024 Approved)
Tennessee
Registered Investment Advisory firm - (7/11/2025 Approved)
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Contact information

Main Address
112 E. Main Street Suite 200, Campbellsville, KY 42718
Mailing Address
Phone number
(270) 600-7526
Established
Firm type
Fiscal year end
# of Employees
14

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts456
AUM (Assets Under Management)$ 54,550,763

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

R.D. SMOTHERS WEALTH MANAGEMENT

CRD#: 329361Campbellsville, KY 42718

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