Charles E. Daugherty

SAGE MOUNTAIN ADVISORS

Atlanta, GA 30326

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CRD#: 7079573

Professional summary

Charles Evan Daugherty, who also goes by Evan Daugherty, is a registered financial advisor currently at SAGE MOUNTAIN ADVISORS, LLC located in Atlanta, Georgia.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Charles has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Evan Daugherty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Evan Daugherty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 20, 2025 - Present

SAGE MOUNTAIN ADVISORS, LLC

Office #1: 945 East Paces Ferry Road Ne Suite 2660, Atlanta, GA 30326

RIA

CRD#: 298593

Atlanta, GA

Past

September 13, 2019 - September 26, 2022

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGE MOUNTAIN ADVISORS, LLC

KLAUS ADVISORS, LLC | SAGE MOUNTAIN ADVISORS, LLC

CRD#: 298593 / SEC#: 801-114002

RIA

Registered Investment Advisory firm - (9/18/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(11/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/9/2019

Uniform Investment Adviser Law Examination

Current Firm

SAGE MOUNTAIN ADVISORS, LLC

KLAUS ADVISORS, LLC | SAGE MOUNTAIN ADVISORS, LLC

CRD#: 298593 / SEC#: 801-114002

RIA

Registered Investment Advisory firm - (9/18/2018 Approved)

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Contact information

Main Address

945 East Paces Ferry Road Ne Suite 2660, Atlanta, GA 30326

Mailing Address

Phone number

(404) 795-8361

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAGE MOUNTAIN ADV PART 2A (7/31/2025)

Regulatory assets under management

Total Number of Accounts	174
AUM (Assets Under Management)	$ 3,364,259,268

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/15/2025	Cover Page	Report
09/27/2024	Cover Page	Report
01/18/2024	Cover Page	Report
04/10/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles E. Daugherty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Evan Daugherty's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAGE MOUNTAIN ADVISORS, LLC

TRUIST ADVISORY SERVICES, INC.

Primary Firm SEC Registration

SAGE MOUNTAIN ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/9/2019

Current Firm

SAGE MOUNTAIN ADVISORS, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SAGE MOUNTAIN ADVISORS, LLC

TRUST BUT VERIFY

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