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TC

Tobey S. Collins

ASTRIS SECURITIES
Washington, DC 20006
Some features on this profile are disabled
CRD#: 7079537
TC

Professional summary

Tobey Susan Collins, who also goes by Tobey Susan Weintraub, is a registered financial professional currently at ASTRIS SECURITIES, LLC located in Washington, District Of Columbia.

Tobey is registered as a RR (Registered Representative) and started their career in finance in 2019. Tobey has worked at 1 firm and has passed the Series 63, Series 82TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tobey Susan Weintraub

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tobey Susan Collins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 3, 2019 - Present

ASTRIS SECURITIES, LLC

Office #1: 1627 Eye Street, Nw, Washington, DC 20006Office #2: 1627 Eye Street, Nw, Washington, DC 20006
BD
CRD#: 300588
Washington, DC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/25/2019)
RR
District of Columbia
(10/15/2019)
RR
Massachusetts
(12/12/2019)
RR
New York
(11/25/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 11/25/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 4/16/2019
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 2/8/2019
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/30/2019
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ASTRIS SECURITIES, LLC
ASTRIS SECURITIES, LLC

CRD#: 300588 / SEC#: , 8-70306

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1627 Eye Street, Nw, Washington, DC 20006
Mailing Address
5185 Macarthur Blvd Nw Ste 103, Pmb#717, Washington, DC 20016
Phone number
(202) 350-4971
Established
Delaware since 01/22/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ASTRIS FINANCE, LLCMEMBER
BOUDET, JEAN-MARIE PAULCFO/COO/CCO7077596
COLLINS, TOBEY SUSANCEO7079537

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASTRIS SECURITIES, LLC

CRD#: 300588Washington, DC 20006

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