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EC

Ezra Cornell

CORNELL POCHILY INVESTMENT ADVISORS
Ithaca, NY 14850-1094
Some features on this profile are disabled
CRD#: 707941
EC

Professional summary

Ezra Cornell is a registered financial advisor currently at CORNELL POCHILY INVESTMENT ADVISORS, INC. located in Ithaca, New York.

Ezra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Ezra has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 5, Series 7, Series 53, Series 4, Series 24 and Series 12 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PARK OUTDOOR ADVERTISING; BOARD OF DIRECTORS START DATE AUGUST 2017 2) 123 LINDEN AVE CORPORATION START DATE OCTOBER 2001 (Corporate Ownership of Real Estate) 3) 281 DEVELOPMENT CORPORATION START DATE OCTOBER 1994 (Corporate Ownership of Real Estate): Includes a. South Hill Business Campus b. South Hill Business Partners c. 119 Linden Avenue 4) CORNELL UNIVERSITY; BOARD OF TRUSTEES START DATE NOVEMBER 1969

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ezra Cornell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 21, 2017 - Present

CORNELL POCHILY INVESTMENT ADVISORS, INC.

Office #1: 2415 North Triphammer Road Suite 1, Ithaca, NY 14850-1094
RIA
CRD#: 145355
Ithaca, NY
Past

January 4, 2008 - December 31, 2018

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
ITHACA, NY
Past

July 31, 1993 - January 23, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
ITHACA, NY
Past

April 25, 1980 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CORNELL POCHILY INVESTMENT ADVISORS, INC.
CORNELL POCHILY INVESTMENT ADVISORS, INC. | XENA WEALTH MANAGEMENT, INC.

CRD#: 145355 / SEC#: 801-68467

RIA
Registered Investment Advisory firm - (10/24/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(8/7/2021)
IAR
Texas
(4/21/2017)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/18/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/5/1980
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 15
Date: 2/5/1985
Foreign Currency Options Examination
General Industry/Product Exam
RR
Series 5
Date: 10/17/1981
Interest Rate Options Examination
General Industry/Product Exam
RR
Series 7
Date: 4/19/1980
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 6/21/1995
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 4/13/1982
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/9/1982
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 12
Date: 12/19/1981
NYSE Branch Manager Examination

Current Firm

CP
CORNELL POCHILY INVESTMENT ADVISORS, INC.
CORNELL POCHILY INVESTMENT ADVISORS, INC. | XENA WEALTH MANAGEMENT, INC.

CRD#: 145355 / SEC#: 801-68467

RIA
Registered Investment Advisory firm - (10/24/2007 Approved)
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Contact information

Main Address
2415 North Triphammer Road Suite 1, Ithaca, NY 14850-1094
Mailing Address
Phone number
(607) 391-7080
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CORNELL POCHILY INVESTMENT ADVISORS, INC. DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts1,282
AUM (Assets Under Management)$ 570,312,667

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CORNELL POCHILY INVESTMENT ADVISORS, INC.

CRD#: 145355Ithaca, NY 14850-1094

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