Martinnette J. Witrick
Professional summary
Martinnette Jeske Witrick was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Martinnette is a previously registered financial advisor and started their career in finance in 1980. Prior to being barred, Martinnette had worked at 16 firms, which includes XP INVESTMENTS US LLC, KOTA GLOBAL SECURITIES INC., UTENDAHL CAPITAL GROUP LLC, UTENDAHL CAPITAL PARTNERS L.P., LORD ABBETT & CO. LLC, LORD ABBETT DISTRIBUTOR LLC, PINEBRIDGE SECURITIES LLC, PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC, PRUDENTIAL EQUITY GROUP LLC, U.S. BANCORP ADVISORS LLC, BARNETT INVESTMENTS INC., FISERV INVESTOR SERVICES INC., CHASE INVESTMENT SERVICES CORP., NATHAN & LEWIS SECURITIES INC., OSAIC WEALTH INC., INTEGRATED RESOURCES EQUITY CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2014 - August 14, 2014
XP INVESTMENTS US, LLC
August 26, 2010 - April 26, 2016
KOTA GLOBAL SECURITIES INC.
October 5, 2006 - January 12, 2010
UTENDAHL CAPITAL GROUP, LLC
October 2, 2006 - January 11, 2010
UTENDAHL CAPITAL PARTNERS, L.P.
October 7, 2004 - September 29, 2006
LORD, ABBETT & CO. LLC
October 4, 2004 - September 29, 2006
LORD ABBETT DISTRIBUTOR LLC
December 3, 1999 - July 30, 2004
PINEBRIDGE SECURITIES LLC
February 5, 1999 - December 7, 1999
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
December 15, 1998 - December 2, 1999
PRUDENTIAL EQUITY GROUP, LLC
October 13, 1997 - September 22, 1998
U.S. BANCORP ADVISORS, LLC
August 5, 1996 - September 26, 1997
BARNETT INVESTMENTS, INC.
March 24, 1995 - July 30, 1996
FISERV INVESTOR SERVICES, INC.
September 22, 1992 - May 11, 1995
CHASE INVESTMENT SERVICES CORP.
May 10, 1991 - August 27, 1992
NATHAN & LEWIS SECURITIES, INC.
November 19, 1989 - July 16, 1990
OSAIC WEALTH, INC.
April 30, 1980 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 4/25/1980
Registered Representative ExaminationCurrent Firm
XP INVESTMENTS US, LLC
CRD#: 156691 / SEC#: , 8-68817
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| XP HOLDING INTERNATIONAL, LLC | PARENT COMPANY | |
| COSTA, JOSE EDUARDO | CHIEF EXECUTIVE OFFICER | 4983100 |
| GOMEZ, ADELIA MARIEL | CHIEF OPERATING OFFICER/ PRINCIPAL OPERATIONS OFFICER | 5477182 |
| SINGER, STEVEN FREDERIC | PRINCIPAL FINANCIAL OFFICER | 2360737 |
| WILSON, JARED RYAN | CHIEF COMPLIANCE OFFICER/ AML COMPLIANCE OFFICER | 5322068 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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