Carlos F. Meneses

EFG ASSET MANAGEMENT (AMERICAS)

MIAMI, FL 33131

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CRD#: 7079132

Professional summary

Carlos Fernando Meneses, who also goes by Carlos Meneses, is a registered financial advisor currently at EFG ASSET MANAGEMENT (AMERICAS) CORP. located in Miami, Florida and EFG CAPITAL INTERNATIONAL located in Miami, Florida.

Carlos is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Carlos has worked at 7 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carlos Meneses

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Name of Business: Provenance Wealth Advisors Address: 9200 S Dadeland Blvd, STE 412, Miami, FL, 33156, United States Activity Type: Independent RIA Position/Title: Associate/Employee Investment Related: Yes Start Date: 03/03/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Administrative

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlos Fernando Meneses's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 6, 2024 - Present

EFG ASSET MANAGEMENT (AMERICAS) CORP.

Office #1: 701 Brickell Avenue Suite 1310, Miami, FL 33131

RIA

CRD#: 158905

MIAMI, FL

Current

March 25, 2024 - Present

EFG CAPITAL INTERNATIONAL

Office #1: 701 Brickell Ave 9th Floor & Suite 1310, Miami, FL 33131-2867

CRD#: 40118

MIAMI, FL

Past

September 5, 2023 - March 14, 2024

PROVENANCE WEALTH ADVISORS

RIA

CRD#: 126529

Miami, FL

Past

August 25, 2023 - March 14, 2024

PWA SECURITIES, LLC

CRD#: 321974

Miami, FL

Past

March 25, 2020 - August 25, 2023

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Miami, FL

Past

March 13, 2020 - August 25, 2023

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

MIAMI, FL

Past

November 6, 2019 - March 13, 2020

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

MIAMI, FL

Past

April 26, 2019 - March 13, 2020

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EFG ASSET MANAGEMENT (AMERICAS) CORP.

EFG ASSET MANAGEMENT (AMERICAS) CORP | EFG ASSET MANAGEMENT (US) CORP | EFG ASSET MANAGEMENT (AMERICAS) CORP.

CRD#: 158905 / SEC#: 801-72773

RIA

Registered Investment Advisory firm - (10/3/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/25/2024)

IAR

Florida
(5/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/5/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/26/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/16/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

EFG ASSET MANAGEMENT (AMERICAS) CORP.

EFG ASSET MANAGEMENT (AMERICAS) CORP | EFG ASSET MANAGEMENT (US) CORP | EFG ASSET MANAGEMENT (AMERICAS) CORP.

CRD#: 158905 / SEC#: 801-72773

RIA

Registered Investment Advisory firm - (10/3/2011 Approved)

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Contact information

Main Address

701 Brickell Avenue Suite 1310, Miami, FL 33131

Mailing Address

Phone number

(305) 482-8000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EFGAM FORM ADV 2A OCTOBER 2025 (10/2/2025)

EFGAM WRAP FEE PROGRAM BROCHURE NOVEMBER 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	678
AUM (Assets Under Management)	$ 1,915,401,213

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Carlos F. Meneses

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlos Fernando Meneses's CRS (Customer Relationship Summary).

Certified licenses

Experience

EFG CAPITAL INTERNATIONAL

PROVENANCE WEALTH ADVISORS

PWA SECURITIES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

EFG ASSET MANAGEMENT (AMERICAS) CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/5/2019

Series 7TO

Date: 4/26/2019

SIE

Date: 3/16/2019

FINRA

Current Firm

EFG ASSET MANAGEMENT (AMERICAS) CORP.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EFG ASSET MANAGEMENT (AMERICAS) CORP.

TRUST BUT VERIFY

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