Edmund J. Steinauer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edmund Joseph Steinauer, who also goes by Ed Steinauer, was a registered financial professional .
Edmund is a previously registered financial professional and started their career in finance in 1980. Edmund had worked at 5 firms and has passed the Series 63, SIE, Series 50, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 1994 - December 31, 2019
GEORGE K. BAUM & COMPANY
August 10, 1992 - May 31, 1994
GKB, INC.
June 5, 1990 - August 12, 1992
HANIFEN, IMHOFF INC.
September 9, 1981 - May 10, 1990
BOETTCHER & COMPANY, INC.
May 1, 1980 - August 4, 1981
LM CONSOLIDATED FINANCIAL CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GEORGE K. BAUM & COMPANY
CRD#: 36354 / SEC#: , 8-47195
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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