Matthew F. Antenucci

MCCARLEY & COOK FINANCIAL PLANNERS

Cincinnati, OH 45243

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CRD#: 7078740

Professional summary

Matthew Francis Antenucci is a registered financial advisor currently at MCCARLEY & COOK FINANCIAL PLANNERS located in Cincinnati, Ohio.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Matthew has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Francis Antenucci's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 20, 2023 - Present

MCCARLEY & COOK FINANCIAL PLANNERS

Office #1: 6910 Miami Ave., Cincinnati, OH 45243

RIA

CRD#: 310087

Cincinnati, OH

Past

March 6, 2019 - November 10, 2023

HORAN CAPITAL ADVISORS, LLC

RIA

CRD#: 152888

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCCARLEY & COOK FINANCIAL PLANNERS

MCCARLEY & COOK FINANCIAL PLANNER | MCCARLEY & COOK LLC | MCCARLEY & COOK FINANCIAL PLANNERS

CRD#: 310087 / SEC#: 801-125903

RIA

Registered Investment Advisory firm - (6/21/2022 Approved)

Ohio

Registered Investment Advisory firm - (6/23/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(11/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

MCCARLEY & COOK FINANCIAL PLANNERS

MCCARLEY & COOK FINANCIAL PLANNER | MCCARLEY & COOK LLC | MCCARLEY & COOK FINANCIAL PLANNERS

CRD#: 310087 / SEC#: 801-125903

RIA

Registered Investment Advisory firm - (6/21/2022 Approved)

Ohio

Registered Investment Advisory firm - (6/23/2022 Terminated)

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Contact information

Main Address

6910 Miami Ave., Cincinnati, OH 45243

Mailing Address

Phone number

(513) 792-9990

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MCCARLEY & COOK ADV PART 2A & 2B ANNUAL AMENDMENT 03.07.25 (3/7/2025)

Regulatory assets under management

Total Number of Accounts	612
AUM (Assets Under Management)	$ 140,990,162

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew F. Antenucci

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Francis Antenucci's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCCARLEY & COOK FINANCIAL PLANNERS

HORAN CAPITAL ADVISORS, LLC

Primary Firm SEC Registration

MCCARLEY & COOK FINANCIAL PLANNERS

State Registrations and Notice Filings

Exams

Current Firm

MCCARLEY & COOK FINANCIAL PLANNERS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MCCARLEY & COOK FINANCIAL PLANNERS

TRUST BUT VERIFY

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