NB
Nathan Bergstrom
EATON-CAMBRIDGE
Phoenix, AZ 85018
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CRD#: 7078649
NB
Professional summary
Nathan Bergstrom is a registered financial advisor currently at EATON-CAMBRIDGE INC. located in Phoenix, Arizona.
Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Nathan has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Bergstrom's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 25, 2021 - Present
EATON-CAMBRIDGE INC.
Office #1: 5090 N. 40th Street Suite 205, Phoenix, AZ 85018RIA
CRD#: 116798
Phoenix, AZ
Past
November 30, 2021 - March 25, 2024
JOHNSON WEALTH MANAGEMENT, LLC
RIA
CRD#: 306504
PHOENIX, AZ
Past
January 21, 2021 - October 19, 2021
EDELMAN FINANCIAL ENGINES
RIA
CRD#: 104510
PHOENIX, AZ
Past
September 21, 2019 - February 12, 2020
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Phoenix, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EI
EATON-CAMBRIDGE INC.
CAMBRIDGE FINANCIAL, INC. | EATON-CAMBRIDGE INC. | EATON-CAMBRIDGE | CAMBRIDGE WEALTH MANAGEMENT, INC.
CRD#: 116798 / SEC#: 801-116885
RIA
Registered Investment Advisory firm - (7/5/2019 Approved)Arizona
Registered Investment Advisory firm - (7/12/2019 Terminated)California
Registered Investment Advisory firm - (8/11/2019 Terminated)Missouri
Registered Investment Advisory firm - (7/12/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/15/2019 Terminated)Texas
Registered Investment Advisory firm - (7/12/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(11/30/2021)
IAR
Texas(10/25/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/20/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
EI
EATON-CAMBRIDGE INC.
CAMBRIDGE FINANCIAL, INC. | EATON-CAMBRIDGE INC. | EATON-CAMBRIDGE | CAMBRIDGE WEALTH MANAGEMENT, INC.
CRD#: 116798 / SEC#: 801-116885
RIA
Registered Investment Advisory firm - (7/5/2019 Approved)Arizona
Registered Investment Advisory firm - (7/12/2019 Terminated)California
Registered Investment Advisory firm - (8/11/2019 Terminated)Missouri
Registered Investment Advisory firm - (7/12/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/15/2019 Terminated)Texas
Registered Investment Advisory firm - (7/12/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5090 N. 40th Street Suite 205, Phoenix, AZ 85018
Mailing Address
Phone number
(480) 385-7399
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 967 |
| AUM (Assets Under Management) | $ 392,155,283 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
