Paul R. Hanson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Richard Hanson, who also goes by Paul R Burns, Paul Richard Burns, Paul R Burns Hanson, Paul Richard Burns Hanson, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1980. Paul had worked at 11 firms and has passed the Series 63, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2004 - July 2, 2004
VOYA FINANCIAL ADVISORS, INC.
July 8, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
September 4, 1999 - November 14, 2001
RAYMOND JAMES & ASSOCIATES, INC.
July 25, 1994 - September 7, 1999
CITIGROUP GLOBAL MARKETS INC.
April 23, 1992 - July 26, 1994
UBS FINANCIAL SERVICES INC.
August 16, 1990 - April 22, 1992
OSAIC WEALTH, INC.
May 9, 1990 - September 13, 1990
ASSOCIATED EQUITY INVESTORS, INC.
September 18, 1987 - March 10, 1990
MORGAN STANLEY DW INC.
January 28, 1985 - September 28, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 5, 1984 - November 15, 1984
PRUDENTIAL EQUITY GROUP, LLC
December 28, 1982 - October 9, 1984
E. F. HUTTON & COMPANY INC
October 22, 1981 - January 6, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 22, 1980 - July 13, 1981
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
