Jackson Fleming

OPTIMUS CAPITAL ADVISORS

Coppell, TX 75019

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CRD#: 7078294

Professional summary

Jackson Fleming, who also goes by Jackson Ward Fleming, Jackson Fleming, is a registered financial advisor currently at OPTIMUS CAPITAL ADVISORS, LLC located in Coppell, Texas.

Jackson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Jackson has worked at 4 firms and has passed the Series 66, Series 7TO, SIE, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jackson Ward Fleming | Jackson Fleming

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jackson Fleming's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2025 - Present

OPTIMUS CAPITAL ADVISORS, LLC

Office #1: 743 W. Main Street, Coppell, TX 75019

RIA

CRD#: 147500

Coppell, TX

Past

November 6, 2024 - April 30, 2025

GDS WEALTH MANAGEMENT

RIA

CRD#: 315934

FLOWER MOUND, TX

Past

May 11, 2021 - November 1, 2024

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Westlake, TX

Past

May 11, 2021 - November 1, 2024

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Westlake, TX

Past

June 27, 2020 - April 14, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ST. LOUIS, MO

Past

June 1, 2020 - April 14, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OPTIMUS CAPITAL ADVISORS, LLC

CRD#: 147500 / SEC#: 801-128467

RIA

Registered Investment Advisory firm - (7/28/2023 Approved)

Texas

Registered Investment Advisory firm - (8/25/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/27/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/1/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/2/2020

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 10

Date: 11/18/2021

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/11/2021

General Securities Sales Supervisor - Options Module Examination

Current Firm

OPTIMUS CAPITAL ADVISORS, LLC

CRD#: 147500 / SEC#: 801-128467

RIA

Registered Investment Advisory firm - (7/28/2023 Approved)

Texas

Registered Investment Advisory firm - (8/25/2023 Terminated)

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Contact information

Main Address

743 W. Main Street, Coppell, TX 75019

Mailing Address

Phone number

(972) 745-7704

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OPTIMUS CAPITAL ADVISORS, LLC FORM ADV PART 2 BROCHURE (3/3/2025)

Regulatory assets under management

Total Number of Accounts	471
AUM (Assets Under Management)	$ 245,070,299

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jackson Fleming

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jackson Fleming's CRS (Customer Relationship Summary).

Certified licenses

Experience

GDS WEALTH MANAGEMENT

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

OPTIMUS CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/27/2020

Series 7TO

Date: 6/1/2020

SIE

Date: 3/2/2020

Series 10

Date: 11/18/2021

Series 9

Date: 10/11/2021

Current Firm

OPTIMUS CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OPTIMUS CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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