Alan Graff

OPAL CAPITAL LLC

WAUKEE, IA

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CRD#: 7078067

Professional summary

Alan Graff Jr., who also goes by Aj Graff Jr., is a registered financial advisor currently at OPAL CAPITAL LLC located in Waukee, Iowa.

Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Alan has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Aj Graff Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I serve as manager for ATG Management LLC, which is a holding company owned by the professional corporation Tara Graff DO PC and located at 85 Hidden Meadow Dr. Waukee, IA 50263. The holding company owns a business use aircraft that is dry-leased to Tara Graff DO PC. ATG Management LLC is not engaged in investment-related activity. My relationship with ATG Management LLC began on September 18, 2018, and I devote approximately 15 hours each month to this activity of which less than 5 hours are during securities trading hours. OPAL CAPITAL WAUKEE IA INVESTMENT ADVISER INVESTMENT ADVISER REPRESENTATIVE SINCE 03/2023 INVESTMENT RELATED TITLEIST ASSET MANAGEMENT, LLC WAUKEE IA INVESTMENT ADVISER INVESTMENT ADVISER REPRESENTATIVE SINCE 03/2023 INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Graff Jr.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 17, 2023 - Present

OPAL CAPITAL LLC

RIA

CRD#: 322755

WAUKEE, IA

Past

March 17, 2023 - January 2, 2025

TITLEIST ASSET MANAGEMENT, LLC

RIA

CRD#: 323567

WAUKEE, IA

Past

November 18, 2021 - March 17, 2023

TITLEIST CAPITAL, LLC

RIA

CRD#: 126136

Waukee, IA

Past

March 12, 2019 - November 17, 2021

TITLEIST CAPITAL, LLC

RIA

CRD#: 126136

Waukee, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OPAL CAPITAL LLC

CRD#: 322755 / SEC#: 801-126398

RIA

Registered Investment Advisory firm - (8/23/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(3/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/12/2019

Uniform Investment Adviser Law Examination

Current Firm

OPAL CAPITAL LLC

CRD#: 322755 / SEC#: 801-126398

RIA

Registered Investment Advisory firm - (8/23/2022 Approved)

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Contact information

Main Address

5200 Town Center Circle Suite 305, Boca Raton, FL 33486

Mailing Address

Phone number

(917) 716-6257

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OPAL CAPITAL LLC ADV PART 2A (5/29/2025)

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 135,027,899

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alan Graff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Graff Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

OPAL CAPITAL LLC

TITLEIST ASSET MANAGEMENT, LLC

TITLEIST CAPITAL, LLC

TITLEIST CAPITAL, LLC

Primary Firm SEC Registration

OPAL CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/12/2019

Current Firm

OPAL CAPITAL LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OPAL CAPITAL LLC

TRUST BUT VERIFY

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