James C Lowell
Professional Summary
James C Lowell, who also goes by James Lowell, Jim Lowell, is a registered financial advisor currently at J.M. ARBOUR, LLC located in Gardiner, Maine. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. James has worked at 2 firms and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James C Lowell, James Lowell, Jim Lowell
Similar Advisors
BETTERMENT
PRINCIPAL SECURITIES, INC.
J.W. COLE FINANCIAL, INC.
THE DALA GROUP, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
BETTERMENT
PRINCIPAL SECURITIES, INC.
J.W. COLE FINANCIAL, INC.
THE DALA GROUP, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
BETTERMENT
PRINCIPAL SECURITIES, INC.
J.W. COLE FINANCIAL, INC.
THE DALA GROUP, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
BETTERMENT
PRINCIPAL SECURITIES, INC.
J.W. COLE FINANCIAL, INC.
THE DALA GROUP, LLC
Years of Experience
7 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
BETTERMENT
PRINCIPAL SECURITIES, INC.
J.W. COLE FINANCIAL, INC.
THE DALA GROUP, LLC
Current Firm
J.M. ARBOUR LLC | J.M. ARBOUR, LLC | J.M. ARBOUR WEALTH MANAGEMENT | J.M. ARBOUR MULTI-FAMILY OFFICE
Contact Information
Main Address
1 Brunswick Avenue, Gardiner, ME 04345Phone Number
(207) 248-6767# of Employees
12SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,253AUM (Assets Under Management)
$183,158,509Similar Advisors
BETTERMENT
PRINCIPAL SECURITIES, INC.
J.W. COLE FINANCIAL, INC.
THE DALA GROUP, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
BETTERMENT
PRINCIPAL SECURITIES, INC.
J.W. COLE FINANCIAL, INC.
THE DALA GROUP, LLC
Primary Firm SEC Registration
J.M. ARBOUR LLC | J.M. ARBOUR, LLC | J.M. ARBOUR WEALTH MANAGEMENT | J.M. ARBOUR MULTI-FAMILY OFFICE
State Registrations and Notice Filings
(6/24/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
BETTERMENT
PRINCIPAL SECURITIES, INC.
J.W. COLE FINANCIAL, INC.
THE DALA GROUP, LLC
CRS (Client Relationship Summary) - RIA
Click below to view James C Lowell's CRS (Customer Relationship Summary).
Similar Advisors
BETTERMENT
PRINCIPAL SECURITIES, INC.
J.W. COLE FINANCIAL, INC.
THE DALA GROUP, LLC