TM
Thomas C. Murphy
KEY INVESTMENT SERVICES
BROOKLYN, OH 44144
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CRD#: 7077893
TM
Thomas C. MurphyKEY INVESTMENT SERVICES
Professional summary
Thomas C. Murphy, who also goes by Thomas C Murphy, Thomas Christopher Murphy, Thomas Murphy, Tom Murphy, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Brooklyn, Ohio.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Thomas has worked at 3 firms and has passed the Series 66, Series 63, Series 99TO, Series 7TO and SIE exams.
Aliases
Thomas C Murphy | Thomas Christopher Murphy | Thomas Murphy | Tom Murphy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas C. Murphy's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Thomas C. Murphy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 4, 2025 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 4900 Tiedeman Road, Brooklyn, OH 44144RIA
BD
CRD#: 136300
BROOKLYN, OH
Current
March 31, 2025 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 4900 Tiedeman Road, Brooklyn, OH 44144RIA
BD
CRD#: 136300
BROOKLYN, OH
Current
August 10, 2026 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 127 Public Square, Cleveland, OH 44114BD
CRD#: 566
CLEVELAND, OH
Past
April 2, 2025 - May 30, 2025
KEY INVESTMENT SERVICES LLC
RIA
CRD#: 136300
Lakewood, OH
Past
December 12, 2023 - March 27, 2025
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
Chicago, IL
Past
June 3, 2019 - March 27, 2025
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KEY INVESTMENT SERVICES LLC
KEY DOCTOR BANKING AND ADVISORY GROUP | KEY WEALTH | KEY PRIVATE CLIENT | KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/18/2025)
RR
Alaska(4/4/2025)
RR
Arizona(4/7/2025)
RR
Arkansas(4/10/2025)
RR
California(4/8/2025)
RR
Colorado(4/3/2025)
RR
Connecticut(4/1/2025)
RR
Delaware(4/3/2025)
RR
District of Columbia(4/3/2025)
RR
Florida(4/7/2025)
RR
Georgia(4/17/2025)
RR
Hawaii(5/27/2025)
RR
Idaho(4/3/2025)
RR
Illinois(4/2/2025)
RR
Indiana(4/4/2025)
RR
Iowa(4/4/2025)
RR
Kansas(4/3/2025)
RR
Kentucky(4/9/2025)
RR
Louisiana(4/2/2025)
RR
Maine(4/3/2025)
RR
Maryland(4/4/2025)
RR
Massachusetts(5/14/2025)
RR
Michigan(5/6/2025)
RR
Minnesota(4/2/2025)
RR
Mississippi(4/21/2025)
RR
Missouri(4/2/2025)
RR
Montana(4/4/2025)
RR
Nebraska(3/31/2025)
RR
Nevada(4/2/2025)
RR
New Hampshire(4/10/2025)
RR
New Jersey(4/3/2025)
RR
New Mexico(4/3/2025)
RR
New York(4/3/2025)
RR
North Carolina(4/9/2025)
RR
North Dakota(4/7/2025)
RR
Ohio(4/1/2025)
IAR
Ohio(6/4/2025)
RR
Oklahoma(4/3/2025)
RR
Oregon(4/17/2025)
RR
Pennsylvania(4/1/2025)
RR
Rhode Island(4/2/2025)
RR
South Carolina(4/3/2025)
RR
South Dakota(4/2/2025)
RR
Tennessee(4/3/2025)
RR
Texas(4/1/2025)
RR
Utah(4/2/2025)
RR
Vermont(4/3/2025)
RR
Virginia(4/3/2025)
RR
Washington(4/2/2025)
RR
West Virginia(4/3/2025)
RR
Wisconsin(4/1/2025)
RR
Wyoming(4/3/2025)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Passed: 8/10/2026
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Passed: 6/3/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KI
KEY INVESTMENT SERVICES LLC
KEY DOCTOR BANKING AND ADVISORY GROUP | KEY WEALTH | KEY PRIVATE CLIENT | KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Mailing Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Phone number
(888) 547-2968
Established
Ohio since 06/08/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,325
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| FONTANAROSA, ANDREW | CHIEF LEGAL OFFICER | 6704159 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
Regulatory assets under management
| Total Number of Accounts | 34,920 |
| AUM (Assets Under Management) | $ 8,876,856,848 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
