Mary K. Britenfeld

SCHWALLIER WEALTH MANAGEMENT

GRAND RAPIDS, MI 49546

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CRD#: 7077624

Professional summary

Mary Kathryn Britenfeld, who also goes by M K Britenfeld, M K Mukavitz, Mary Kathryn Mukavitz, is a registered financial advisor currently at SCHWALLIER WEALTH MANAGEMENT located in Grand Rapids, Michigan.

Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Mary has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

M K Britenfeld | M K Mukavitz | Mary Kathryn Mukavitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Marketing Consultant for Brite Ideation Group LLC: non-investment related: Spends approximately 1% of her time on this activity with some during market hours. Adjunct instructor at Lake Michigan College: non-investment related: Spends approximately 4% of her time on this activity with some during market hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Kathryn Britenfeld's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 24, 2021 - Present

SCHWALLIER WEALTH MANAGEMENT

Office #1: 535 Cascade West Parkway Se, Grand Rapids, MI 49546

RIA

CRD#: 143329

GRAND RAPIDS, MI

Past

August 24, 2021 - December 31, 2022

MOSAIC PLANNERS AND ADVISORS

RIA

CRD#: 312426

GRAND RAPIDS, MI

Past

February 9, 2021 - June 16, 2021

TRUE BLUE FINANCIAL, LLC

RIA

CRD#: 310841

Grand Rapids, MI

Past

February 19, 2020 - August 10, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

GRAND RAPIDS, MI

Past

November 5, 2019 - August 10, 2021

LPL FINANCIAL LLC

CRD#: 6413

GRAND RAPIDS, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWALLIER WEALTH MANAGEMENT

SCHWALLIER WEALTH MANAGEMENT | SCHWALLIER, WEALTH MANAGEMENT | SCHWALLIER, ADAM DAVID | SCHWALLIER WEALTH MANAGEMENT, LLC

CRD#: 143329 / SEC#: 801-122547

RIA

Registered Investment Advisory firm - (10/21/2021 Approved)

Indiana

Registered Investment Advisory firm - (1/7/2022 Terminated)

Michigan

Registered Investment Advisory firm - (12/14/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(8/24/2021)

IAR

Michigan
(8/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/14/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/27/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/3/2019

Securities Industry Essentials Examination

Current Firm

SCHWALLIER WEALTH MANAGEMENT

SCHWALLIER WEALTH MANAGEMENT | SCHWALLIER, WEALTH MANAGEMENT | SCHWALLIER, ADAM DAVID | SCHWALLIER WEALTH MANAGEMENT, LLC

CRD#: 143329 / SEC#: 801-122547

RIA

Registered Investment Advisory firm - (10/21/2021 Approved)

Indiana

Registered Investment Advisory firm - (1/7/2022 Terminated)

Michigan

Registered Investment Advisory firm - (12/14/2021 Terminated)

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Contact information

Main Address

535 Cascade West Parkway Se, Grand Rapids, MI 49546

Mailing Address

Phone number

(616) 855-2051

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWALLIER WEALTH MANAGEMENT - WRAP BROCHURE - APPENDIX 1 (9/9/2025)

SCHWALLIER WEALTH MANAGEMENT LLC ADV PART 2 FIRM BROCHURE (9/9/2025)

Regulatory assets under management

Total Number of Accounts	808
AUM (Assets Under Management)	$ 171,257,967

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/25/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mary K. Britenfeld

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Kathryn Britenfeld's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOSAIC PLANNERS AND ADVISORS

TRUE BLUE FINANCIAL, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

SCHWALLIER WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 2/14/2020

Series 7TO

Date: 3/27/2024

SIE

Date: 6/3/2019

Current Firm

SCHWALLIER WEALTH MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SCHWALLIER WEALTH MANAGEMENT

TRUST BUT VERIFY

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