Michael R. Anthony

GOLDEN YEARS FINANCIAL ADVISORS

South Bend, IN 46614

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CRD#: 7077467

Professional summary

Michael Ryan Anthony, CFP® is a registered financial advisor currently at GOLDEN YEARS FINANCIAL ADVISORS, INC. located in South Bend, Indiana.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Michael has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Michael Anthony Agency; South Bend, IN; Investment Related; Fixed Insurance Sales; Insurance Agent; 40 hours spent per month; 10 hours spent per month during trading hours; started 01/2019.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Ryan Anthony's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 25, 2019 - Present

GOLDEN YEARS FINANCIAL ADVISORS, INC.

Office #1: 614 E. Ireland Road, South Bend, IN 46614

RIA

CRD#: 174275

South Bend, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(2/25/2019)

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Exams

State Security Law Exam

IAR

Series 65

Date: 2/18/2019

Uniform Investment Adviser Law Examination

Current Firm

GOLDEN YEARS FINANCIAL ADVISORS, INC.

CRD#: 174275 / SEC#:

Indiana

Registered Investment Advisory firm - (1/8/2015 Approved)

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Contact information

Main Address

614 E. Ireland Road, South Bend, IN 46614

Mailing Address

Phone number

(574) 968-7926

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael R. Anthony

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Ryan Anthony's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDEN YEARS FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/18/2019

Current Firm

GOLDEN YEARS FINANCIAL ADVISORS, INC.

Contact information

Documents

Red Flags

Company Information

GOLDEN YEARS FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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