Mark W. Mullen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark William Mullen was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1980. Mark had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 1988 - January 10, 1989
MARSHALL DAVIS, INC.
January 13, 1988 - May 4, 1988
GREENTREE SECURITIES CORP.
August 22, 1986 - February 3, 1988
BROOKS WEINGER ROBBINS & LEEDS INC.
November 2, 1984 - September 16, 1985
TRI-BRADLEY INVESTMENTS
December 5, 1981 - February 17, 1982
OTC NET INCORPORATED
May 22, 1981 - November 19, 1984
VANTAGE SECURITIES OF COLORADO, INC.
April 25, 1980 - June 12, 1981
OTC NET INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MARSHALL DAVIS, INC.
CRD#: 16278 / SEC#: , 8-33619
Contact information
Documents
Red Flags
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