Stephen M. Mcneely
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Mark Mcneely was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1980. Stephen had worked at 13 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2013 - February 6, 2014
BMA SECURITIES, LLC
February 14, 2011 - August 7, 2013
WILSON-DAVIS & CO., INC.
September 22, 1998 - June 7, 2001
D.L. CROMWELL INVESTMENTS, INC.
August 27, 1997 - September 25, 1998
LUMIERE SECURITIES, INC.
March 11, 1996 - September 5, 1997
STRATEGIC RESOURCE MANAGEMENT, INC.
August 13, 1992 - March 14, 1996
PATTERSON TRAVIS, INC.
August 12, 1991 - July 30, 1992
SMITH, BENTON & HUGHES, INC.
November 30, 1989 - April 18, 1990
PRIVATE INVESTORS CARTEL, LTD.
June 1, 1989 - October 28, 1989
L.F. THOMPSON & COMPANY
February 9, 1989 - May 30, 1989
KOBER FINANCIAL CORP.
July 22, 1985 - January 30, 1989
POWER SECURITIES CORPORATION
April 13, 1982 - July 5, 1985
WALL STREET WEST, INC.
April 25, 1980 - June 3, 1982
FIRST COLORADO INVESTMENTS & SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 4/25/2011
Limited Representative-Equity Trader ExamCurrent Firm
BMA SECURITIES, LLC
CRD#: 108219 / SEC#: , 8-53073
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
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