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CM

Chase D. Morris

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CRD#: 7077132
CM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Chase Donovan Morris, who also goes by Chase Morris, was a registered financial professional .

Chase is a previously registered financial professional and started their career in finance in 2019. Chase had worked at 3 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chase Morris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Omega Transactions Corporation; Houston, TX, 77057; Not investment related; 8 hours per month, 0 during trading; Start - 8/2021; Commission; Provide cost remediation through merchant processing for business owners 2) Bailes Bates and Associates, LLP; 1650 Highway 6, Ste 470, Sugarland, TX 77478; Not investment related; 40 hours per month, 0 during trading; Start - 8/2021; Fee-based; Provide business development strategies 3) Legal Shield; One Pre-Paid Way, Ada, OK 74820; Not investment related; 8 hours per month, 0 during trading; Start - 8/2021; Commission; Provide subscription based legal aid to business owners 4) Valet Health; 9595 Six Pines Dr, Ste 8210, The Woodlands, TX 77380; Not investment related; 8 hours per month, 0 during trading; Start - 8/2021; Commission; Provide business development strategies

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 1, 2024 - September 9, 2024

WEALTH MANAGEMENT INVESTMENT ADVISORS, LLC

RIA
CRD#: 170852
Sugar Land, TX
Past

June 28, 2021 - January 17, 2024

REGAL INVESTMENT ADVISORS LLC

RIA
CRD#: 125004
Monroe, LA
Past

February 22, 2021 - June 28, 2021

CARRINGTON ADVISORS, LLC

RIA
CRD#: 311522
MONROE, LA
Past

March 6, 2019 - April 1, 2021

REGAL INVESTMENT ADVISORS LLC

RIA
CRD#: 125004
Monroe, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 1/20/2019
Uniform Investment Adviser Law Examination

Current Firm

WM
WEALTH MANAGEMENT INVESTMENT ADVISORS, LLC
WEALTH MANAGEMENT INVESTMENT ADVISORS | WMA FINANCIAL, LLC | WEALTH MANAGEMENT INVESTMENT ADVISORS, LLC

CRD#: 170852 / SEC#:

Texas
Registered Investment Advisory firm - (1/10/2018 Approved)
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Contact information

Main Address
18935 I-45 North, Spring, TX 77389
Mailing Address
Phone number
(281) 444-2220
Established
Firm type
Fiscal year end
# of Employees
6

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTH MANAGEMENT INVESTMENT ADVISORS, LLC

CRD#: 170852

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