Keith H. Ennis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Harry Ennis, who also goes by Keith H Ennis, was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 1980. Keith had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 1998 - December 31, 2010
INVESTACORP ADVISORY SERVICES INC
July 31, 1998 - December 31, 2014
INVESTACORP, INC.
November 26, 1991 - August 19, 1998
LPL FINANCIAL LLC
January 29, 1990 - December 3, 1991
COMMONWEALTH FINANCIAL NETWORK
August 23, 1989 - January 31, 1990
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
June 29, 1987 - August 22, 1989
OSAIC FS, INC.
December 19, 1983 - June 14, 1986
PRUDENTIAL EQUITY GROUP, LLC
April 25, 1980 - December 16, 1983
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVESTACORP ADVISORY SERVICES INC
CRD#: 109011 / SEC#: 801-57738
Contact information
Red Flags
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