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Cheryl Ann Chatfield

CRD# 707673·Registered 1980 - 1991
Previously Registered: Being a previously registered professional could mean that Cheryl is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Cheryl Ann Chatfield was a registered financial advisor. Cheryl was a previously registered financial professional and started their career in finance 1980 - 1991. Cheryl had worked at 5 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years registered in the securities industry

Current & Past Employments

Past

WOMEN SECURITIES INTERNATIONALPast·CRD# 10422
BD
Littleton, CO
April 16, 1990 - October 24, 1991
CHATFIELD DEAN & CO., INC.Past·CRD# 14714
BD
Greenwood Village, CO
April 27, 1984 - April 11, 1990
HYDER AND COMPANY, INC.Past·CRD# 2263
BD
Albuquerque, NM
March 24, 1983 - July 24, 1984
J. W. GANT & ASSOCIATES, INC.Past·CRD# 7963
BD
February 5, 1982 - January 25, 1983
J DANIEL BELL & COMPANY, INC.Past·CRD# 6615
BD
Denver, CO
April 25, 1980 - August 5, 1982

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Current Firm

WS
WOMEN SECURITIES INTERNATIONAL

INTERFINANCIAL SECURITIES, INC. | WOMEN SECURITIES INTERNATIONAL | WESTWIND INVESTMENT SERVICES, INC. | WESTERN INTERNATIONAL INVESTORS, INC.

CRD#: 10422 / SEC#: 8-27010
BD
Cancelled by FINRA on 10/24/1991

Contact Information

Established

Colorado since 08/06/1981

Firm Type

Corporation

Fiscal Year End

March

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1980About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Jan 1984About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Mar 1981About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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