Thomas D. Kurz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Dwight Kurz II was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1980. Thomas had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2013 - December 31, 2020
FELTL ADVISORS
August 1, 2007 - December 31, 2020
FELTL & COMPANY
November 14, 2005 - July 25, 2007
WOODBURY FINANCIAL SERVICES, INC.
September 4, 2002 - September 4, 2002
MILLER JOHNSON STEICHEN KINNARD, INC.
January 24, 1989 - November 14, 2005
MILLER JOHNSON STEICHEN KINNARD, INC.
January 27, 1982 - January 20, 1989
CRAIG-HALLUM, INC.
December 10, 1980 - February 17, 1982
MORGAN STANLEY DW INC.
April 25, 1980 - July 21, 1981
J. P. HOLDAHL & ASSOC., INC.
Primary Firm SEC Registration
FELTL ADVISORS
CRD#: 165244 / SEC#: 801-77347
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FELTL ADVISORS
CRD#: 165244 / SEC#: 801-77347
Contact information
SEC notice filing (23 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 523 |
| AUM (Assets Under Management) | $ 132,417,421 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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