Keith Bushnell

ALLIED INVESTMENT ADVISORS LLC

Helena, MT

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CRD#: 7076520

Professional summary

Keith Bushnell, who also goes by Keith Allen Bushnell, Keith Bushnell, is a registered financial advisor currently at ALLIED INVESTMENT ADVISORS LLC located in Helena, Montana.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Keith has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Keith Allen Bushnell | Keith Bushnell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Last Chance Lacrosse Club / Board Member. Participate as a volunteer board member for 501c3 organization responsible for youth high school lacrosse for the city of Helena, MT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Bushnell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2025 - Present

ALLIED INVESTMENT ADVISORS LLC

RIA

CRD#: 159103

Helena, MT

Past

April 2, 2019 - March 14, 2025

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLIED INVESTMENT ADVISORS LLC

CRD#: 159103 / SEC#: 801-79202

RIA

Registered Investment Advisory firm - (2/13/2014 Approved)

Montana

Registered Investment Advisory firm - (2/27/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Montana
(4/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/20/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/24/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 4/2/2019

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 3/13/2019

Securities Industry Essentials Examination

Current Firm

ALLIED INVESTMENT ADVISORS LLC

CRD#: 159103 / SEC#: 801-79202

RIA

Registered Investment Advisory firm - (2/13/2014 Approved)

Montana

Registered Investment Advisory firm - (2/27/2014 Terminated)

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Contact information

Main Address

3409 Transtech Way Suite A, Billings, MT 59102

Mailing Address

Phone number

(406) 839-2037

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (2/19/2025)

Regulatory assets under management

Total Number of Accounts	2,138
AUM (Assets Under Management)	$ 1,134,563,584

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Keith Bushnell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Bushnell's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLIED INVESTMENT ADVISORS LLC

EMPOWER FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ALLIED INVESTMENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/20/2025

Series 63

Date: 4/24/2019

Series 6TO

Date: 4/2/2019

SIE

Date: 3/13/2019

Current Firm

ALLIED INVESTMENT ADVISORS LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLIED INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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