David C. Salvitti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Charles Salvitti, who also goes by David C Salvitti, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1980. David had worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 7, Series 28, Series 10, Series 9, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2008 - August 18, 2021
ALLEGHENY INVESTMENTS, LTD.
September 3, 1999 - August 18, 2021
ALLEGHENY INVESTMENTS, LTD.
March 20, 1998 - September 14, 1999
BNY MELLON SECURITIES CORPORATION
May 29, 1996 - March 24, 1998
ALLEGHENY INVESTMENTS, LTD.
February 20, 1992 - May 28, 1996
POLARIS FINANCIAL SERVICES, INC.
November 9, 1990 - December 31, 1991
VSR FINANCIAL SERVICES, INC.
September 11, 1989 - October 4, 1990
BUTCHER & SINGER INC.
July 17, 1989 - September 27, 1989
VSR FINANCIAL SERVICES, INC.
February 7, 1989 - July 25, 1989
THOMSON MCKINNON SECURITIES INC.
March 24, 1986 - February 21, 1989
VSR FINANCIAL SERVICES, INC.
September 5, 1980 - April 1, 1986
THOMSON MCKINNON SECURITIES INC.
April 25, 1980 - November 2, 1980
FINANCIAL ESTATE PLANNING, INC.
Primary Firm SEC Registration
ALLEGHENY INVESTMENTS, LTD.
CRD#: 7597 / SEC#: 801-57662, 8-22183
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 5/28/2002
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
ALLEGHENY INVESTMENTS, LTD.
CRD#: 7597 / SEC#: 801-57662, 8-22183
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,990 |
| AUM (Assets Under Management) | $ 633,814,776 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 10/22/2024 | ||
| 08/11/2023 | ||
| 10/08/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
