Benjamin J. Thorson

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES

Eden Prairie, MN 55344

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CRD#: 7075725

Professional summary

Benjamin James Thorson, who also goes by Ben James Thorson, is a registered financial advisor currently at THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES located in Eden Prairie, Minnesota.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Benjamin has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ben James Thorson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin James Thorson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2021 - Present

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES

Office #1: 14850 Scenic Heights Road Suite #100, Eden Prairie, MN 55344

RIA

CRD#: 311385

Eden Prairie, MN

Past

May 29, 2020 - July 7, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Eden Prairie, MN

Past

July 18, 2019 - July 7, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

EDEN PRAIRIE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES | THE WEALTH GROUP, LTD

CRD#: 311385 / SEC#: 801-120158

RIA

Registered Investment Advisory firm - (1/14/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/28/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/18/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/4/2019

Securities Industry Essentials Examination

Current Firm

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES | THE WEALTH GROUP, LTD

CRD#: 311385 / SEC#: 801-120158

RIA

Registered Investment Advisory firm - (1/14/2021 Approved)

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Contact information

Main Address

14850 Scenic Heights Road Suite #100, Eden Prairie, MN 55344

Mailing Address

Phone number

(952) 937-9423

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TWG WRAP BROCHURE (1/21/2025)

TWG ADV PART 2A (1/21/2025)

Regulatory assets under management

Total Number of Accounts	2,419
AUM (Assets Under Management)	$ 566,682,714

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin J. Thorson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin James Thorson's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES

State Registrations and Notice Filings

Exams

Series 66

Date: 5/28/2020

Series 7TO

Date: 7/18/2019

SIE

Date: 4/4/2019

Current Firm

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES

TRUST BUT VERIFY

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