Joseph G. Dostal

J DOSTAL INVESTMENTS

AUBURN, WA

CRD#: 70756

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Professional summary

Joseph Gene Dostal is a registered financial advisor currently at J DOSTAL INVESTMENTS located in Auburn, Washington.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1972. Joseph has worked at 7 firms and has passed the Series 63, Series 1 and Series 00 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Gene Dostal's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2002 - Present

J DOSTAL INVESTMENTS

RIA

CRD#: 118085

AUBURN, WA

Past

March 25, 2009 - December 31, 2009

CALTON & ASSOCIATES, INC.

CRD#: 20999

TAMPA, FL

Past

December 3, 1986 - March 27, 2009

NATIONAL SECURITIES CORPORATION

CRD#: 7569

SEATTLE, WA

Past

July 27, 1985 - December 24, 1985

GREENFIELD/CAMPBELL, INC.

CRD#: 7401

Past

October 26, 1984 - May 14, 1985

GREENFIELD/CAMPBELL, INC.

CRD#: 7401

Past

February 24, 1982 - October 25, 1982

COSSE' INTERNATIONAL SECURITIES, INC.

CRD#: 6216

Past

November 14, 1980 - December 11, 1981

COSSE' INTERNATIONAL SECURITIES, INC.

CRD#: 6216

Past

August 9, 1974 - December 28, 1980

CONTINENTAL AMERICAN SECURITIES, INC.

CRD#: 5185

Past

January 27, 1972 - December 9, 1974

SECURITIES EXCHANGE INC

CRD#: 1000002

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(10/16/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/10/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 7/25/1967

Registered Representative Examination

Principal/Supervisory Exam

Series 00

Date: 3/25/1969

General Securities Principal Examination

Current Firm

J DOSTAL INVESTMENTS

J DOSTAL INVESTMENTS | J DOSTAL INVESTMENTS INC.

CRD#: 118085 / SEC#:

Texas

Registered Investment Advisory firm - (11/12/2025 Terminated)

Washington

Registered Investment Advisory firm - (4/25/1997 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Auburn, WA

Mailing Address

Phone number

(425) 361-6193

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 4,775,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph G. Dostal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Gene Dostal's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALTON & ASSOCIATES, INC.

NATIONAL SECURITIES CORPORATION

GREENFIELD/CAMPBELL, INC.

GREENFIELD/CAMPBELL, INC.

COSSE' INTERNATIONAL SECURITIES, INC.

COSSE' INTERNATIONAL SECURITIES, INC.

CONTINENTAL AMERICAN SECURITIES, INC.

SECURITIES EXCHANGE INC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/10/1986

Series 1

Date: 7/25/1967

Series 00

Date: 3/25/1969

Current Firm

J DOSTAL INVESTMENTS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

J DOSTAL INVESTMENTS

TRUST BUT VERIFY

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