Charles E. Mertz, Iii

CENTERVIEW WEALTH ADVISORS

Pittsburgh, PA 15215

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CRD#: 7075453

Professional summary

Charles Edward Mertz, Iii is a registered financial advisor currently at CENTERVIEW WEALTH ADVISORS, LLC located in Pittsburgh, Pennsylvania.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Charles has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Edward Mertz, Iii's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 2019 - Present

CENTERVIEW WEALTH ADVISORS, LLC

Office #1: 139 Freeport Road, Pittsburgh, PA 15215

RIA

CRD#: 173260

Pittsburgh, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/11/2019

Uniform Investment Adviser Law Examination

Current Firm

CENTERVIEW WEALTH ADVISORS, LLC

CENTERVIEW WEALTH ADVISORS, LLC | GUYAUX, CLINTON E

CRD#: 173260 / SEC#:

New Jersey

Registered Investment Advisory firm - (12/14/2021 Terminated)

Ohio

Registered Investment Advisory firm - (6/20/2019 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/1/2014 Approved)

Texas

Registered Investment Advisory firm - (1/30/2016 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

139 Freeport Road, Pittsburgh, PA 15215

Mailing Address

Phone number

(412) 532-8111

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	161
AUM (Assets Under Management)	$ 115,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles E. Mertz, Iii

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Edward Mertz, Iii's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTERVIEW WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/11/2019

Current Firm

CENTERVIEW WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CENTERVIEW WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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