William A. Fleckenstein

FLECKENSTEIN CAPITAL

Seattle, WA

Some features on this profile are disabled

CRD#: 707540

Professional summary

William Alan Fleckenstein, who also goes by Bill Fleckenstein, is a registered financial advisor currently at FLECKENSTEIN CAPITAL, INC. located in Seattle, Washington.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. William has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Fleckenstein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Fleckenstein spends approximately 1-2 hours per day researching and writing a daily stock market commentary, "Market Rap" for a wholly owned subsidiary of Fleckenstein Capital Inc. In 2024, Mr. Fleckenstein joined the Board of Directors of Seattle Wine Storage, Inc. located at 9401 Aurora Ave. N Seattle, WA 98103. It requires about 4 hours of his time annually.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Alan Fleckenstein's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 19, 1996 - Present

FLECKENSTEIN CAPITAL, INC.

RIA

CRD#: 116810

Seattle, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(6/19/1996)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FLECKENSTEIN CAPITAL, INC.

CRD#: 116810 / SEC#:

Washington

Registered Investment Advisory firm - (6/19/1996 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Seattle, WA

Mailing Address

Phone number

(206) 621-7680

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 56,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William A. Fleckenstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Alan Fleckenstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

FLECKENSTEIN CAPITAL, INC.

State Registrations and Notice Filings

Exams

Current Firm

FLECKENSTEIN CAPITAL, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FLECKENSTEIN CAPITAL, INC.

TRUST BUT VERIFY

Similar Advisors