Grant T. Jones
NWF ADVISORY SERVICES | Financial Advisor
Honolulu, HI 96813
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CRD#: 7074942
Professional summary
Grant Thomas Jones is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Honolulu, Hawaii and OSAIC WEALTH, INC. located in Honolulu, Hawaii.
Grant is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Grant has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. TAKAGI AND TAKAGI POSITION: Life Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 8 START DATE: 09/09/2019 ADDRESS: 500 Ala Moana Blvd, Ste 2-301, Honolulu HI 96813, United States DESCRIPTION: Provide life insurance quotes and assist with application process for life insurance policies. 2. NWF ADVISORY SERVICES INC POSITION: Registered Advisor NATURE: Our Advisory Services are provided through NWF Advisory Service Inc in Los Angeles, an independent RIA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 40 START DATE: 01/28/2020 ADDRESS: 500 Ala Moana Blvd, Ste 2-301, Honolulu HI 96813, United States DESCRIPTION: I work on a team and help manage accounts and do research and analysis. 3. Landlord POSITION: Landlord; INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 1/8/2017 ADDRESS: 144 Forest Ridge Way, Honolulu HI 96822, United States DESCRIPTION: We rent a studio apartment from our home.
CRS (Client Relationship Summary) - RIA
Click below to view Grant Thomas Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 24, 2019 - Present
NWF ADVISORY SERVICES INC
Office #1: 500 Ala Moana Blvd. Suite 7400, Honolulu, HI 96813RIA
CRD#: 110410
Honolulu, HI
Current
March 15, 2019 - Present
OSAIC WEALTH, INC.
Office #1: 500 Ala Moana Blvd Two Waterfront Plaza Suite 301, Honolulu, HI 96813RIA
BD
CRD#: 23131
Honolulu, HI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(7/9/2021)
RR
Arizona(9/18/2020)
RR
California(5/5/2020)
RR
Colorado(3/3/2020)
RR
Hawaii(8/21/2019)
IAR
Hawaii(8/24/2019)
RR
Indiana(10/12/2022)
RR
Maryland(8/31/2023)
RR
Nevada(1/13/2021)
RR
New Jersey(1/2/2022)
RR
New Mexico(1/29/2020)
RR
North Carolina(3/5/2020)
RR
Oregon(7/9/2021)
RR
Pennsylvania(8/31/2023)
RR
Texas(1/29/2020)
RR
Virginia(6/29/2021)
RR
Washington(5/4/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/15/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
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Company Information
NWF ADVISORY SERVICES INC
Financial AdvisorCRD#: 110410Honolulu, HI 96813TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
