Leven R. Gray
Professional summary
Leven Rainey Gray, who also goes by Rainey Gray, is a registered financial professional currently at RETIREONE INVESTMENT SERVICES, LLC located in Louisville, Kentucky.
Leven is registered as a RR (Registered Representative) and started their career in finance in 1980. Leven has worked at 10 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14, Series 53, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Leven Rainey Gray's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 29, 2016 - Present
RETIREONE INVESTMENT SERVICES, LLC
Office #1: 222 South 1st Street, Suite 600, Louisville, KY 40202August 23, 2011 - April 6, 2016
SANDERS MORRIS LLC
September 23, 2004 - January 7, 2005
KEEL POINT CAPITAL, LLC
September 10, 2003 - February 10, 2004
FISERV INVESTOR SERVICES, INC.
August 5, 1998 - August 5, 2011
1ST BRIDGEHOUSE SECURITIES, LLC
August 9, 1996 - February 27, 1998
BMA FINANCIAL SERVICES, INC.
September 21, 1994 - July 21, 1995
AMERISTAR CAPITAL MARKETS, INC.
June 28, 1993 - July 29, 1994
MARKET STREET SECURITIES, INC.
June 23, 1987 - July 29, 1994
BOATMEN'S INVESTMENT SERVICES, INC.
April 24, 1980 - June 9, 1987
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/20/2016)
(4/5/2016)
(4/6/2016)
(4/6/2016)
(4/6/2016)
(4/1/2016)
(4/14/2016)
(4/1/2016)
(4/7/2016)
(4/15/2016)
(4/4/2016)
(4/4/2016)
(4/5/2016)
(4/8/2016)
(4/12/2016)
(4/7/2016)
(4/12/2016)
(4/11/2016)
(4/5/2016)
(3/31/2016)
(4/6/2016)
(4/5/2016)
(4/14/2016)
(3/30/2016)
(4/4/2016)
(4/1/2016)
(4/6/2016)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 8
Date: 10/23/1984
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
RETIREONE INVESTMENT SERVICES, LLC
CRD#: 269923 / SEC#: , 8-69640
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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Company Information
RETIREONE INVESTMENT SERVICES, LLC
CRD#: 269923Louisville, KY 40202TRUST BUT VERIFY
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